4426 Results from /regulation
Vijay Rangan Gopal Senior Consultant at TCS
Highlights Sustainability impact has gone mainstream in Financial Investments, with expectations for transparent ESG data requirements growing manifold. Sustainable Investing regulations aimed at improving ESG transparency and comparability are gaining momentum. Sustainability Investment as a service (SIaaS) can leverage Capital Market Advisory an...
27 January 2023 /regulation /wealth Climate Risk
Nick Green Director at Purple Patch Broking Ltd
For Banking and Finance, adopting a multi-bureau credit data strategy is often dismissed as “too hard to switch”, “too expensive” or “not important enough”, but this is set to change. The FCA recently set out its interim findings from the credit information market study. The study found one of the key aspects of the market not working well is “sign...
24 January 2023 /regulation /retail Financial Services Regulation
Deepshikha Mittal Senior Manager at Cognizant
Regulators, in recent years, have increased market surveillance by enforcing mandatory disclosures via Trade and Transaction Reporting (as per MIFID II and EMIR). In MarketWatch 70, the FCA highlighted some observations on the deviation from its regulatory guidance by firms as evidenced in the inaccuracies and shortcomings in their Transaction Rep...
23 January 2023 /regulation /wholesale Regulatory Reporting
Dmitrii Barbasura Chief Operating Officer at Fintech Galaxy
At the end of November, The Central Bank of Jordan (CBJ) issued instructions governing Open Finance services by all banks operating in the Kingdom, as well as online payment and money transfer companies subject to the bank's supervision and control, marking the new era of enhanced, seamless, and enjoyable financial experiences. The last couple of ...
17 January 2023 /payments /regulation Online Banking
Harriet Christie Chief Operating Officer at Mirrorweb
Across all sectors, organizations are steadily publishing more and more content online. This has become even more prominent post-pandemic, as the global community shifted online to overcome the physical limitations placed upon them by lockdown. Websites are used to sell products and services to clients, to publish and share sales and marketing mat...
16 January 2023 /regulation /startups RegTech
Anna Becker CEO and Co-founder at EndoTech
After perpetrating what appears to be one of the biggest Ponzi schemes of all time – out-Madoffing Madoff, as it were – Sam Bankman Fried has been arrested, indicted and will likely serve time. And thank goodness for that. SBF was just the most prominent huckster who took advantage of eager investors in new technology. His criminality, however, sho...
16 January 2023 /regulation /crypto Artificial Intelligence and Financial Services
Simon Gilbert Founder at Elmore
Insurance is based on the sound principle that underwriters should cover only acceptable and clearly understood risks. Following last year’s challenges in the crypto world, crypto exchange insurers are increasingly focusing on more rigorous controls in this fast-moving and dynamic space. One thing is certain: crypto exchanges with a transparent an...
13 January 2023 /regulation /crypto Finextra site news
Stan Cowan
It is becoming increasingly harder to delineate between fraud risk and compliance risk. The speed with which identity fraudsters and money launderers move to exploit gaps within financial crime risk management systems has increased due to the race toward greater digitalization and increasing service expectations from consumers. And community bank...
12 January 2023 /regulation /crime Financial Risk Management
Stuart Smith Head of Business Development at Acadia
In recent years, the financial industry has embraced the power of big data to gain valuable insights and drive better decision making. From identifying market trends and creating quantitative trading strategies to detecting fraud and managing risk, big data has become an indispensable tool for finance professionals. One of the key challenges of ...
10 January 2023 /payments /regulation
Ray Connolly Vice President of Sales at SQL Power Group
A compliance officer's journey towards ensuring regulatory compliance is challenging and fraught with obstacles. In today's world of constant change, new and amended regulations are introduced frequently on top of the constant pressure to reduce costs while increasing efficiencies. The Chief Compliance Officer (CCO) has the responsibility to ens...
10 January 2023 /regulation
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