Founded by Vladimir Ershov
Group founded 24 Nov 2020
Posts 54
Members 10
Group summary

Regulatory technology, is a new technology that uses information technology to enhance regulatory processes. With its main application in the Financial sector, it is expanding into any regulated business with a particular appeal for the Consumer Goods Industry. Often regarded as a subcategory under FinTech, RegTech puts a particular emphasis on regulatory monitoring, reporting and compliance and is thus benefiting the finance industry.

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Retired Member

Are you managing compliance as a black box?

According to Wikipedia, “in science, computing, and engineering, a black box is a system which can be viewed in terms of its inputs and outputs, without any knowledge of its internal workings. Its imp...

04 Jul 2023
Claus Christensen

Mitigating Money Laundering Risks in the Rapidly Expanding Payment Space

Money moves the economy, and the world. By making it easier to move money, we make it easier to foster entrepreneurship, and we create opportunities for growth. Hence, it’s natural to feel very optimi...

04 Jul 2023
Anna Monteiro

Know Before You Go...Investing in Japan

By all reports, investment money is flowing into Japan. With the Nikkei up over 30% this year, it appears that Japan is on the other side of its “lost decade”. The Nikkei has not been this high since ...

27 Jun 2023
Stan Cowan

2024 Beneficial Ownership Rules Explained: How FIs Can Stay Compliant and Avoid Penalties

Having a strong KYC and KYB program is vital for FIs to fight fraud and risk. And now, this is becoming less of an option. In an effort to combat financial crimes such as money laundering and terroris...

03 Apr 2023
Alin Bui

The Information Gap Between Retail Investors and Private Markets

Fund managers today are bullish about the retail markets as a new investment stream, in part to reduce dependence on institutional portfolios. But many in private equity and venture capital are grappl...

06 Mar 2023
Fatemeh Nikayin

The dangers of breaking compliance rules within the card payment schemes

Card payment operations is a highly regulated industry, with a core aspect being compliance with license rules (scheme rules and regulations) of international payment networks (e.g. Mastercard, Visa) ...

01 Feb 2023
Farnoush Mirmoeini

Change ahead: Key KYC and financial crime developments in 2023

2022 brought renewed attention to the anti-money-laundering (AML) space and the know your customer (KYC) processes underpinning it. High profile cases, such as the criminal trial of Credit Suisse for ...

25 Jan 2023
Harriet Christie

A Guide to Website Archiving 2023

Across all sectors, organizations are steadily publishing more and more content online. This has become even more prominent post-pandemic, as the global community shifted online to overcome the physi...

16 Jan 2023
Harriet Christie

Financial Services’ Inconvenient Need for WhatsApp Archiving

In September 2022, the Securities Exchange Commission (SEC) and Commodity Futures Trading Commission (CTFC) reached settlements totalling around $1.8 billion with 12 of Wall Street’s leading investme...

03 Jan 2023
Claus Christensen

UBO Identification in Europe: What Happens Now?

Following a seminal ruling from the EU Court of Justice in November, the journey towards greater corporate transparency recently encountered a stumbling block. As further developments remain uncertain...

14 Dec 2022

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