Financial Services Regulation

Group founded 01 Jul 2010
Posts 555
Members 60
Group summary

This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.

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Simon Luke

The c-suite confidence crisis: why anti-money laundering needs to be a boardroom issue

When you think of money laundering, you may picture an underworld of hidden criminals doing dark deeds. You may also think of the real world consequences, which can result in the exploitation of vulne...

22 May 2024
Robert Houghton

Three steps to ensure accurate compliance evaluation

Remaining compliant in today’s financial landscape is no easy feat. Every call, message, communication and snippet of information shared between employees, customers and trading partners must be captu...

15 Mar 2024
Nitya Srinivas

UK Pension Dashboard – Opportunities to enhance customer experience

Abstract The current macro-economic situation and high inflation has made individuals concerned whether their savings and pensions will be adequate for a comfortable retirement income. This concern is...

30 Jan 2024
Luigi Wewege

Navigating the Grey Zone: The Double-Edged Sword of Anonymous Messages in Market Dynamics

Information has become as valuable as currency in the current financial sector globally, especially in investment circles. As such the impact of anonymous messages on market dynamics has become a topi...

29 Jan 2024
Robert Houghton

Top four compliance trends to watch in 2024

As financial institutions gear up for the next 12 months, it’s time to reflect on the key trends and developments, considering how they’ll shape the year ahead. While the financial landscape is consta...

21 Dec 2023
Domenico Scaffidi

Behind the scenes of the Migration of the SEPA payment schemes to the 2019 version of ISO 20022 post

Let’s start saying veterans like me haven’t been surprised that much reading the EPC bulletin on SEPA Migration to the 2019 version of ISO 20022, announcing the decision to postpone the go live. Peopl...

08 Dec 2023
Mireia Tomàs

PSD3: What Is It and What Does It Affect?

PSD3, the anticipated upgrade to PSD2, emerged in late 2018, marking a regulatory stride five years after PSD2's introduction. The renewed Payment Services Directive aims to encompass a broader scope ...

22 Nov 2023
Mireia Tomàs

Enriched payment data: Exploring the AN 4569

Data is one of the most valuable assets, transforming industries in unprecedented ways. Among these industries, are finance and payments where data plays a critical role. This blog post will discover ...

20 Nov 2023
Robert Houghton

Six steps to ensure compliance in a work-anywhere world

The battle about operating at home, in the office or other locations continues to rage in financial services. Yet in many ways, the debate is irrelevant. The genie is out of the bottle. Ignoring it – ...

17 Nov 2023
Anna Monteiro

SEC Adopts Short Selling Reporting Rule 13f-2

In a vote of 3-2, the SEC adopted new rule 13f-2 and related Form SHO to provide greater transparency of short sale data from which is in response to Section 929X of the Dodd-Frank Wall Street Reform...

17 Oct 2023

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