21 October 2017

Financial Services Regulation

A Finextra Community Group

417Posts 1,255,692Views 56Comments

Latest blog posts

Laura GlynnFenergo - Dublin - London- New York - Sydney

FinCEN Final Rule: Redefining Client Due Diligence Requirements

18 hours ago  |  1726 views  |  0 comments | recommendations Recommends 0

Coming into force on May 11th, 2018, FinCEN’s Final Customer Due Diligence (CDD) Rule (i.e. FinCEN Final Rule (CDD)) will bring in sweeping new changes to how financial institutions collect, maintain and act upon beneficial ownership information and conduct customer due diligence. The Rule codifies new and existing CDD requirements under the Bank ...

TagsRisk & regulationTransaction banking
Breana PatelBonova Advisory | Risk &Regulatory Advisory - Manhattan

AML BSA compliance : Revised CDD rule

17 October 2017  |  3014 views  |  0 comments | recommendations Recommends 0

Background 11.5 million documents, a staggering number, were leaked from Panamanian law firm ‘Mossack Fonseca’ in 2015. The contents of these documents, mostly financial information about wealthy individuals and public figures wound up revealing some fascinating facts. These facts led to investigators realizing that illegal operations were occurri...

TagsRisk & regulationWholesale banking
More blog posts
Breana Patel
Breana PatelBonova Advisory | Risk &Regulatory Advisory - Manhattan

CCAR : Current and Future trends

16 October 2017  |  2920 views  |  0 comments | recommendations Recommends 0

It’s been nearly a decade since the financial crisis of 2008. However, the Comprehensive Capital Analysis and Review continues to be an ever-evolving process. Trends for 2017 and 2018 show that the Fe...

TagsRisk & regulationTransaction banking
Michael Davison
Michael DavisonAtos - London

Regtech: what's in a name?

04 October 2017  |  4878 views  |  0 comments | recommendations Recommends 0

This week's CSFI (Council for the Study of Financial Innovation) discussion between representatives from the Bank of England, VC Illuminate Financial and Kompli-Global, an intelligent KYC/AML utility,...

TagsRisk & regulationInnovation
Breana Patel
Breana PatelBonova Advisory | Risk &Regulatory Advisory - Manhattan

Cyber Security Regulations : Financial Services

29 September 2017  |  9567 views  |  0 comments | recommendations Recommends 1

We live in an age where the threat of cyberattacks is seemingly imminent. As a result, many firms in the financial services and banking industries have stepped their game up and created specific secu

TagsSecurityRisk & regulation
Bob Lyddon
Bob LyddonLyddon Consulting Services - Thames Ditton

Banco Popular Espanol: new EU bank supervisory system threatens to unravel

19 September 2017  |  6704 views  |  0 comments | recommendations Recommends 1

In June Banco Popular Espanol (“BPE”) was sold to Santander for €1, with Santander taking over all the assets and senior liabilities of BPE. Crucially BPE depositors with over €100,000 in their accoun...

TagsWholesale bankingBrexit
Thomas Hook
Thomas HookPegasystems Inc. - Cambridge

Financial Crime Compliance Benefits of Blockchain and DLT

11 September 2017  |  7604 views  |  0 comments | recommendations Recommends 0

Blockchain & Distributed Ledger Technology? Digital currencies like Bitcoin and Ethereum are what most people think of when they hear “blockchain”, but alternative uses for blockchain and distri

TagsBlockchainRisk & regulation
Saloni Ramakrishna
Saloni RamakrishnaOracle - Bangalore

AnaCredit - Is it One regulation or Many? A look at the impact of National variations.

31 August 2017  |  6113 views  |  0 comments | recommendations Recommends 0

It depends on who is answering that question. Really!! It is a single uniform regulation at the ECB (European Central Bank) level with clearly spelt our coverage. To ECB’s credit they have given compr...

TagsRisk & regulationEBAday
John Bertrand
John BertrandSAP - London

Open Banking: Know the rules to avoid a shipwreck

14 August 2017  |  5791 views  |  0 comments | recommendations Recommends 0

Twelfth Night starts with a shipwreck. Emma Rice’s production at The Globe was magical: Shakespeare would have applauded. Superb were Feste, the wise fool, and Malvolio, the whistling regulator. The...

TagsRisk & regulationInnovation
James Smith
James SmithDsruptiv - London

500 days of tumbleweed - why is the FCA ignoring small businesses?

31 July 2017  |  7919 views  |  0 comments | recommendations Recommends 0

It has now been 500 days since the consultation period closed on 18 March 2016 for FCA Discussion Paper DP15/7 "Our approach to SMEs as users of financial services." At present, the provisio...

TagsRisk & regulationRetail banking
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Founded by Anthony Carfang
Date 01 Jul 2010
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This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.
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