17 March 2018

Financial Services Regulation

A Finextra Community Group

432Posts 1,396,329Views 62Comments

Latest blog posts

Ron DelnevoCash & Card World - Leatherhead

LINK : can Nicky Morgan be a Genuine Consumer Champion?

06 March 2018  |  4260 views  |  1 comments | recommendations Recommends 1

I was in Parliament the other week, in a Committee Room, listening to a lot of promises being made by the LINK ATM Network. The promises boil down to the claim by LINK that they will never let any town be without an ATM. Do you remember the “we won’t close the last bank branch in town” promise? It didn’t last - and nor will LINK’s. I have been in C...

TagsPaymentsFinancial inclusion
Thomas HookPegasystems Inc. - Cambridge

The Only Constant is Regulatory Change

02 March 2018  |  1362 views  |  0 comments | recommendations Recommends 0

For financial institutions, especially global ones, the myriad of regulations that they must adhere to is staggering. The difficulty with that is not just the number of targets they need to hit, but that those regulatory requirements are moving targets, rarely static or black and white. Current regulations are updated, and guidance on existing one...

TagsRisk & regulationInnovation
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Robin Smith
Robin SmithActiance - Theale

eComms is changing, and so is compliance - are you?

22 February 2018  |  3066 views  |  0 comments | recommendations Recommends 0

The convergence of communications and collaboration tools has created an increasingly complex set of interactions among multiple parties over a wide range of channels. The challenge for regulated ente...

TagsRisk & regulation
David Morris
David MorrisRegTek.Solutions - London

The year ahead in Regulatory Reporting

01 February 2018  |  5788 views  |  0 comments | recommendations Recommends 0

New year, New Regulations, New Challenges With the year of MIFID II behind us, firms can now start looking ahead at what’s coming next over the horizon. Well, almost. The MIFIR compliance date may be...

TagsRisk & regulationPost-trade & ops
Bob Lyddon
Bob LyddonLyddon Consulting Services - Thames Ditton

Unicredit's Non-Performing Loans - deteriorating again, but you wouldn't know it from the publicity

14 December 2017  |  12511 views  |  0 comments | recommendations Recommends 0

Unicredit gave a "Capital Markets Day" in London on 12/12/17 and what an upbeat event it was, accompanied by a slidedeck full of green ticks and words like "signed" and "compl...

TagsWholesale bankingEBAday
Thomas Hook
Thomas HookPegasystems Inc. - Cambridge

A Technological Approach to Identifying Beneficial Ownership

11 December 2017  |  4590 views  |  0 comments | recommendations Recommends 0

Beneficial ownership - the term that can be found on the lips of AML Compliance professionals across the globe at the moment. It isn’t a new concept but between the 4th EU Money Laundering Directive a...

TagsRisk & regulationInnovation
Bo Harald
Bo HaraldZEF, Transmeri, Demos, Real Time Economy Program - Helsinki Region

Impact evaluation - much to do

04 December 2017  |  3170 views  |  0 comments | recommendations Recommends 0

I am a member of the Finnish Council of Regulatory Impact. We are an independent body - but in the Prime Minister’s office. Similar organisations have been established also for example in Germany, the...

TagsRisk & regulationInnovation
Breana Patel
Breana PatelBonova Advisory | Risk &Regulatory Advisory - New York

How Suptech will revolutionize the Regulatory Watchdogs

27 November 2017  |  4929 views  |  0 comments | recommendations Recommends 0

Imagine a capital markets desk of a financial institution where a trader is about to press enter on the keyboard to initiate a market position when a message pops up on the computer screen from a regu...

TagsArtificial IntelligenceInnovation
Timothy Murnaghan
Timothy MurnaghanAnalytic Risk Technology - London

Bank of England Stress Test results

22 November 2017  |  2752 views  |  0 comments | recommendations Recommends 0

The Bank of England will publish the stress test results next week (having brought it forward from December). The big banks face a tough annual cyclic scenario and an additional “lower-for-longer” exp...

TagsRisk & regulation
Breana Patel
Breana PatelBonova Advisory | Risk &Regulatory Advisory - New York

AI implementation in AML at HSBC sees a considerable reduction in compliance costs

16 November 2017  |  5644 views  |  0 comments | recommendations Recommends 0

Current AML Techniques In today’s world, we tend to combat money laundering efforts with regulation-based account surveillance and ordinary KYC systems, when in all honesty these techniques will not

TagsArtificial IntelligenceInnovation
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About this group join  Join us

Founded by Anthony Carfang
Date 01 Jul 2010
Group profile
This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.
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Ron Delnevo
Ron Delnevo

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