Regulators, in recent years, have increased market surveillance by enforcing mandatory disclosures via Trade and Transaction Reporting (as per MIFID II and EMIR). In MarketWatch 70, the FCA highlighted some observations on the deviation from its regulatory guidance by firms as evidenced in the inaccuracies and shortcomings in their Transaction Rep...
23 January 2023 Regulatory Reporting
Jayesh DoshiSenior Client relationship Manager at Cognizant
Meenakshi Sundaram ArunachalamDelivery Manager at cognizant
Mariolina ColombaSenior Manager at RSM
Ellora RoySenior Manager, Banking & Financial Services, UK&I at Cognizant
Chandrasekhar DevchoudhuryMANAGER CONSULTING at COGNIZANT
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