Regulators, in recent years, have increased market surveillance by enforcing mandatory disclosures via Trade and Transaction Reporting (as per MIFID II and EMIR). In MarketWatch 70, the FCA highlighted some observations on the deviation from its regulatory guidance by firms as evidenced in the inaccuracies and shortcomings in their Transaction Rep...
23 January 2023 Regulatory Reporting
Aravind MadalaDirector at Cognizant
Dilip GhoshSenior Manager at DTTIPL
Ayan BanerjeeSenior Manager at Deloitte Consulting
Shona SabahSenior Manager at KAE
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