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Deepshikha Mittal

Senior Manager
Cognizant
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Followed by John Sims, Martha Boyle and 5 others you follow

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Senior Manager
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Deepshikha Mittal

FCA MarketWatch 70-Observations and suggestions in Transaction Reporting / Instrument Reference Data

Regulators, in recent years, have increased market surveillance by enforcing mandatory disclosures via Trade and Transaction Reporting (as per MIFID II and EMIR). In MarketWatch 70, the FCA highlighted some observations on the deviation from its regulatory guidance by firms as evidenced in the inaccuracies and shortcomings in their Transaction Rep...

23 January 2023 Regulatory Reporting

Deepshikha writes about

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  • wholesale banking

Deepshikha's opinion archive

  • 2023 (1)
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