Regulatory Reporting

Founded by Amal Jolly
Group founded 20 Oct 2022
Posts 12
Members 3
Group summary

Regulatory Reporting for Banking and Capital Markets

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Alexandre Semenov

Model Management in 2024: What You Need to Know to Prepare for E-23 Guidelines

July 1, 2025 marks the scheduled implementation date for the forthcoming regulatory adjustments. Since its launch in September 2017, the Office of the Superintendent of Financial Institutions (OSFI) h...

04 Dec 2023
Stephan Wolf

How the vLEI Enables Digital Verifiability in Financial and ESG Reporting and Beyond

The obligations on legal entities to increase their corporate transparency continue to evolve, most notably in ESG and financial reporting. For ESG to be truly credible, however, both as a subset of f...

24 Nov 2023
Kiran Komma

SEC’ securities lending regulation – Rule 10c-1a and implications

The securities lending market is vital to the healthy functioning of securities markets globally. Securities lending improves market liquidity, price discovery, and enables timely trade settlement but...

22 Nov 2023
Harriet Christie

How the SEC keeps raising the stakes on mobile messaging

When JP Morgan Chase was fined $200 million for recordkeeping failures in 2021, it felt monumental. While ‘ephemeral messaging’ penalties were admittedly a new proposition, the size of the levy should...

08 Nov 2023
Maria Patschke

Embracing ESG: How to leverage business potential beyond reporting

In an era defined by environmental consciousness, the financial services industry finds itself at a crossroads. As the world grapples with pressing challenges such as climate change, social inequality...

20 Oct 2023
Oliver Smith

SVB Need Ising Models

In one sense, it looks like a fairly straightforward bank run, but the extraordinary bailout announced directly after suggests that the risk was systemic. Whether that was all the VCs shouting contagi...

15 Mar 2023
Thorsten Hein

Temperature Check: Exploring risk management issues facing insurance CFOs in 2023

Regulatory deadlines. Paradigm-shifting tech advances. Impending climate reporting. Rising inflation. These trends and more will shape how insurance CFOs navigate 2023. As the industry steels itself a...

09 Feb 2023
Retired Member

Union Budget 2023: Key Highlights for Startups, SMEs, and Businesses

Finance Minister Nirmala Sitharaman tabled the Union Budget 2023-2024. Like previous Union Budgets, this fiscal year focuses on Inclusive Development (financial inclusion of small Businesses and supp

06 Feb 2023
Deepshikha Mittal

FCA MarketWatch 70-Observations and suggestions in Transaction Reporting / Instrument Reference Data

Regulators, in recent years, have increased market surveillance by enforcing mandatory disclosures via Trade and Transaction Reporting (as per MIFID II and EMIR). In MarketWatch 70, the FCA highlighte...

23 Jan 2023
Nathan Shinn

Businesses must move away from a short-term approach to IFRS 15 compliance

New regulations, and complying with them, are always a challenge for businesses when they come into place, particularly when they focus on financial processes. There are many regulations that have ...

22 Nov 2022

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