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4446 Results from /regulation

Richard Miller

Richard Miller Product Owner at RegDefy (MV37)

KYC, GDPR and DLT pt2: Potential Solutions

In a previous article I looked at how Distributed Ledger Technology (DLT) can be applied to the issue of making sure you understand who you are doing business with i.e. Know Your Customer (KYC). The opportunity here is to reimagine what is normally not a differentiating business process by mutualising your operations with your competitors. Unfortu...

/regulation Blockchain Observations

Barley Laing

Barley Laing UK Managing Director at Melissa

Open banking opens the door to fraudulent activity. How can it be combatted?

Open banking not only opens up a world of opportunity for financial services companies seeking to improve the customer experience, but also presents a potential gold mine for fraudsters, particularly through identity fraud. With more financial institutions than ever before sharing customer data in the open banking world, some of it fraudulent, ther...

/regulation Banking Strategy, Digital and Transformation

Retired Member

Retired Member 

Importance of Conducting Independent Assessment For An Enterprise Risk Management Function

The saying goes, “If it ain’t broke, don’t fix it.” However, in the culture of today’s business market, the saying should be adapted to say, “If the existing risk management program is working, still see if there are areas for improvement with an independent assessment.” The reason is that enterprise risk management (ERM) programs are structured p...

/regulation /wholesale Banking Strategy, Digital and Transformation

Brandon Li

Brandon Li Product Manager at Austreme

Transaction Laundering in 2019 - Time to Review the Monitoring Strategy

The rapid development and rising volume of e-commerce transactions in recent years has encouraged the outbreak of cybercriminals – who are finding more and more complex ways to conceal profits that are likely to have been earned illegally, via an online environment. The extensive range of payment systems available along with the exponentially grow...

/payments /regulation Banking Regulations

Ketharaman Swaminathan

Ketharaman Swaminathan Founder and CEO at GTM360 Marketing Solutions

At Least Paper Documents Are Exposed Only One At A Time!

A banker quit his job and started a new company. He applied for a debit card for his company’s bank account. Ram, as we'll call the ex-banker, completed the required forms, submitted his company's board resolution for the debit card and handed over copies of his company's incorporation certificate, articles of association, and all the other docume...

/security /regulation

Bob Lyddon

Bob Lyddon Consultant at Lyddon Consulting Services

Golden Visa business alive and well

Governments such as the UK have come under renewed pressure to limit or suspend visa systems which have the effect of offering visas, residency or passports to the rich-and-famous, if they “invest” in the country concerned. Recent editions of the British Airways “High Life” magazine have included an insert from St Kitts and Nevis that reads initial...

/payments /regulation Open Banking

Retired Member

Retired Member 

5 Ways Chief Risk Officers Must Pivot Their Role

In the midst of U.S. midterm election results, the public witnessed various instances of new leadership arising in a changing political climate. Just as politicians learn to pivot their stances to best address the current needs of their state and country, so too can chief risk officers (CROs) restructure their roles in changing market dynamics. Ri...

/regulation /startups Financial Risk Management

Freddie McMahon

Freddie McMahon Director Strategy and Innovation at DF2020 Ltd

CHATBOTS: The digitalisation of knowledge through a new lens

79% of executives now believe seamless and digital access to knowledge is very important to overall business performance. Executives understand that there is too much dependency upon knowledge in people’s heads. And, even when it is documented, there is inadequate transparency and traceability to the way it is used to make decisions, when applied ...

/ai /regulation Digital Banking Trends

Retired Member

Retired Member 

Innovation About to Overtake Regulation - Fuelled by Regulation

For several years, the narrative in financial technology has essentially argued, “The post-crisis period and its focus on heavy regulation is over. Enter Innovation.” That narrative was born of—and reinforced by—the fintech market heating up with venture capital, the idea that emerging tech could be borrowed from consumer banking and be simply rep...

/regulation Fintech

Sam Goffman

Sam Goffman Business analyst at Forex

You might have missed it: Constantinople hardfork new date and Dash anniversary

Saudi Arabia and the United Arab Emirates are developing cryptocurrency, the volume of Bitcoin transactions has increased by 63% over the past ten months, and other news of the past days. Bitcoin fell by 4% over the weekend, the price of cryptocurrency dropped to $ 3,580. Over the past two days, several events occurred at once, which influenced bot...

/regulation Financial Inclusion

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