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4380 Results from /regulation

Nicola Cowburn

Nicola Cowburn Chief Marketing Officer at CUBE

The Only Way to Untangle Regulatory Complexity

The tangled web of regulation is hitting the headlines, yet again. Changes proposed by the Federal Trade Commission (FTC) to the 2003 Safeguards Rule have been met by warnings from the American Financial Services Association (AFSA) that they may contain ‘traps’ for unwary financial institutions attempting to meet both state and federal laws. How...

/ai /regulation Financial Services Regulation

Retired Member

Retired Member 

Can we have digital identity and privacy? Blockchain and Centralised PKI

With the rise of national digital identity in several countries, and the very real need for one billion people around the world without an official identity, there are many questions around how best to do it; what is the right kind of technology? What level of privacy is required? Who should be responsible for it? I’ll say it now; there are no perf...

/regulation Blockchain Observations

Saloni Ramakrishna

Saloni Ramakrishna Author; Senior Director at Oracle

Industrialization of Risk and Regulatory Processes in Banking , The way forward

I had, in my last blog, said “The objective of Industrialization is to drive innovation and efficiency by reengineering the value chain to add measurable value”. In this blog, I take a deeper dive into process of Industrialization with Stress Testing platform as the use case to illustrate the point. The regulators are demanding consistency across r...

/regulation Banking Strategy, Digital and Transformation

Claus Christensen

Claus Christensen CEO at Know Your Customer

The role of RegTech in fostering trust in digital consumer banking

Over the last few years, the success of so-called digital and challenger banks has depended largely on their ability to market themselves as “different”. An increasing number of retail customers have been abandoning traditional banking in favour of new digitally minded players, in part, because they felt that a lot of the fees that were imposed on...

/regulation /retail Disruption in Retail Banking

Retired Member

Retired Member 

International Women’s Day: A Chance to Reflect

Some of the best advice I have received as a woman has been from my mother. At a very early age she instilled in me two core pearls of wisdom. Firstly, that I could do whatever I wanted as long as I stayed focused on achieving it. Secondly, to not ever end up being financially dependent on a man in my relationships. What that translated into was an...

/regulation Women in FinTech

Gustav Korobov

Gustav Korobov Senior Sales Executive - Core Banking platform at Advapay

No-deal Brexit negative effect for Payment Service and E-money Institutions authorised in the UK

Recently we published news on the survey that indicated that about a third of UK businesses are considering relocation due to Brexit. Many Authorised Payment Service Institutions and Authorised E-money Institutions based in the the UK also acquired licenses in the EU Member States and established subsidiaries or at least made applications. There ...

/regulation Financial Services Regulation

Bob Lyddon

Bob Lyddon Consultant at Lyddon Consulting Services

Crummy CReM code offers no comfort to UK payment fraud victims Part 1

This is the first of 8 blogs on the Contingent Reimbursement Model code (or “CReM”) that has been finalised by an offshoot of the UK’s Payment Systems Regulator called the Authorised Push Payments Scams Steering Group. The PSR announced the unveiling of the final version of the CReM with the usual fanfare. This is the code, a year or more in the pr...

/payments /regulation Transaction Banking

Neil Crammond

Neil Crammond risk education & real time market abuse at DIVENTO FINANCIALS

FINANCIAL TRANSACTION TAX !

It must be election year in Europe as the "tobin Tax " has yet again appeared on our radars ? James Tobin in the early seventies tried in vain to introduce this idea and most governments since have attempted to implement it as seeing the £££££$$$$ falling into their laps , luckily poiliticans are not businessmen/women . Back in 201...

/regulation

Anne Plested

Anne Plested Regulation at ION Markets

ESMA sheds light on OTC trade reporting under No-Deal

ESMA has released a statement which amongst other things includes clarification for EU investment firms that they will have to publish their OTC trades via an EU APA if a UK counterparty is involved. Whilst in Europe this approach may serve to ensure post-trade transparency within the EU27, it is also true that the UK counterparty could be requir...

/regulation

Retired Member

Retired Member 

Staying in control of PCI DSS - why it doesn’t have to be a battle to stay compliant - Part 2

In my last article I highlighted the importance for any business handling payment security data to keep it adequately protected by adhering to PCI DSS standards. The consequences for those that do not comply with the regulations could be dire; including loss of consumer and supplier trust, but also a fine from regulators if a data breach occurs. O...

/payments /regulation Banking Regulations

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