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4343 Results from /regulation

Luigi Wewege

Luigi Wewege President at Caye International Bank

Banking on Trust: How Belize Balances Privacy and Compliance in the Global Financial System

In today’s financial world, trust is more than a virtue, it’s a currency. As global banking continues to evolve under the weight of new regulations, data transparency mandates, and geopolitical uncertainty, clients across the world are seeking something increasingly rare: institutions that can both protect their financial privacy and comply with

/regulation /predictions Behavioral Economics in Banking

Garima Chaudhary

Garima Chaudhary Global Head of Solution Eng, FinCrime & Compliance at Oracle

How Innovative Technologies Can Accelerate Readiness for EU AMLA Legislation

It is estimated that 1% of the European Union’s wealth—roughly €160 billion—is linked to suspicious activity (source). Despite various anti-money laundering (AML) directives over the years, the EU has lacked a centralized authority to consistently enforce and supervise AML efforts across Member States. While the European Central Bank’s Single Supe...

/regulation /crime Banking Regulations

John Bertrand

John Bertrand MD at Tec 8 Limited

Gambling prepares Resilient and Secure Cloud Technology for Banks

Banks, Payment Service Providers and regulators are indebted to the Gambling Industry for continuingly improving the resilience and security of Cloud Technology. For example, EU has DORA (Digital Operational Resilience Act) which requires a 4 hour for reporting a major incident but no later than 24 hours. If an online gaming service goes down 10 m...

/security /regulation Banking Strategy, Digital and Transformation

James Baston-Pitt

James Baston-Pitt Head of Growth UK, EMEA and APAC at Alloy

Do fintechs stand a chance against shapeshifting, faceless fraudsters?

UK Finance’s latest fraud report is out and, like any good read, there are highs and lows: moments of positivity mixed with sobering reasons for pause. £1.17 billion was stolen by fraudsters in 2024. This is the same figure UK Finance’s financial institution members reported in 2023. While we’d like to see that number decline, the fact that total ...

/regulation /crime Exposing Financial Crime

Anton Chashchin

Anton Chashchin Founder & CEO at N7 Capital

ESG Beyond the Hype: From Reporting to Real Outcomes

While Environmental, Social, and Governance (ESG) continues to be part of the debate in the United States, across Europe, it is quietly transforming into a new kind of operating system for business. It all is because sustainability questions have become more than a buzzword — they are increasingly evolving into the way companies operate, compete, ...

/regulation /sustainable

Joris Lochy

Joris Lochy Product Manager at Intix | Co-founder at Capilever

Inclusive Banking Begins Now: The Impact of the European Accessibility Act

On June 28, 2025, the European Accessibility Act (EAA) will come into effect across all EU member states. As part of the EU’s broader commitment to the United Nations Convention on the Rights of Persons with Disabilities (CRPD), which it ratified in 2011, the EAA aims to harmonize accessibility requirements across the EU. Its goal is to ensure eq

/regulation /inclusion Financial Inclusion

Ben O'Brien

Ben O'Brien Managing Director at Jaywing

Preparing for BNPL regulation: What firms need to do now

The arrival of formal regulation for Buy Now, Pay Later (BNPL) products is no longer a question of if, but when. With the Treasury’s May 2025 consultation response, the direction is this: by mid-2026, third-party BNPL lenders will fall within the scope of the Financial Conduct Authority (FCA). This change brings with it a full set of regulatory re...

/regulation

David Clee

David Clee Co-Founder & CEO at MirrorWeb

Compliance Relics: The Case Against PDFs and Screenshots

Screenshots and PDFs have long served as the fallback tools of digital recordkeeping. They're easy to create, straightforward to file, and for a long time, they seemed “good enough.” But in today’s regulatory environment, where agencies like the SEC and FINRA are demanding complete, contextual, and verifiable records, “good enough” is quickly be

/regulation /wealth Fintech

David Clee

David Clee Co-Founder & CEO at MirrorWeb

Financial Deregulation - A False Sense of Security

In December 2021, JP Morgan agreed to pay $200 million in fines for failing to monitor employee communications on unauthorized channels, primarily WhatsApp, SMS, and iMessage. Initially seen as a high-profile, isolated incident meant to set an example, it turned out to be the opening salvo in a sweeping, industry-wide enforcement campaign. By 2

/regulation /wealth Fintech

Barley Laing

Barley Laing UK Managing Director at Melissa

Five ways to ensure compliance with stricter global fraud prevention regulations

Nasdaq’s 2024 Global Financial Crime Report highlights $3.1 trillion of illicit funds flowing through the global financial system. As a result, financial crime and fraud prevention regulations are being tightened up globally. In the UK, for example, a new ‘Failure to Prevent Fraud’ criminal offence will be enforced from September, as part of the Ec...

/regulation /identity Data Management and Governance

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