Join the Community

24,006
Expert opinions
40,633
Total members
337
New members (last 30 days)
200
New opinions (last 30 days)
29,270
Total comments

Latest expert opinions

clear
clear

4427 Results from /regulation

Nick Green

Nick Green Director at Purple Patch Broking Ltd

How collaborative procurement creates cost savings for credit providers

Credit and procurement teams are now facing a huge number of pressures when it comes to delivering the best customer service while cutting costs internally at the same time. The rising costs of utilities and fuel combined with low interest rates and unsustainable cost-income ratios means that organisations need to look to cut costs without comprom...

/regulation /retail Financial Supply Chain

Frank Cummings

Frank Cummings CEO at AML Partners LLC

ESG--The People's Regulator?

Environmental and Social Governance may force different decision-making in ethical gray areas of revenue streams Unlike Governance, Risk and Compliance (GRC), Environmental and Social Governance (ESG) prioritizes informing the public on how corporations handle their environmental and social obligations. Regulatory reporting remains a feature o

/regulation RegTech

Katie Hunter

Katie Hunter Senior Marketing Manager at Aveni

How the FCA's Consumer Duty of Care has made Speech Analytics Essential

Speech analytics has been commonly used for a number of years, evolving from a novelty add-on to a powerful solution for businesses to improve their processes. With the Financial Conduct Authority’s Consumer Duty of Care proposal, speech analytics has gone from being a nice-to-have to a necessity that firms must adopt to meet requirements or risk ...

/regulation /startups RegTech

Retired Member

Retired Member 

A rapid response to ESG pressures

Financial institutions are well aware of the importance of transparency around risk. They need to be ready at any moment to respond speedily to regulatory requests, able to demonstrate at the press of a button their operational resilience from a capital adequacy point of view. It is becoming increasingly desirable that they should be able to repli...

/regulation Fintech

Timo Lehes

Timo Lehes Co-founder at Swarm

Regulators globally are getting serious about crypto

Regulators across the globe have been stepping up their anonucements around crypto. These developments are set in a conext of a recent liquidity cascade in crypto markets that prompted many crypto lenders and funds to freeze clients' ability to withdraw their assets. I look at three key news items in crypto regulation that emerged this week: Regul...

/regulation /crypto Decentralized Finance (DeFi)

Harriet Christie

Harriet Christie Chief Operating Officer at Mirrorweb

Unpacking President Biden's Crypto Executive Order

Following a year of intense highs and lows in the crypto market, March 2022 saw speculation intensify around a White House Executive Order that was supposedly imminent. President Biden signed the document on Wednesday March 9th, in what many viewed as a potential watershed moment for the industry. Legislative upheaval is, however, a meticulous pr...

/regulation /crypto Cryptocurrency Insights

Nick Green

Nick Green Director at Purple Patch Broking Ltd

Can Fintechs find cost savings hidden in plain sight?

Cost savings for fintechs have always been important but in the current economic climate and in the wake of the COVID-19 pandemic, it has become increasingly important to save costs where possible. Fintechs who can effectively save costs without impacting customer experience will have the ability to compete on price and value with competitors whil...

/regulation /retail Fintech

Tareq Shaheen

Tareq Shaheen Director of Payment Solutions at Eastnets

5 strategic considerations in meeting ISO 20022 compliance

ISO 20022 significantly improves the quality of data across the payments ecosystem. It offers richer, structured, meaningful data and will enable new client experiences, while improving compliance and efficiency. And 2022 will be a big year for ISO 20022 adoption. As of November, SWIFT will enable ISO 20022 messages for cross-border payments and ca...

/regulation

Anusha Sivaramakrishnan

Anusha Sivaramakrishnan Consulting Partner at TCS

SEC Money Market Fund Regulations - A point of view

SEC Money Market Funds Regulation A perspective on the implications and challenges for the firms Overview The SEC has proposed key reforms to the regulatory framework governing the money market funds from 2016, which consists of amendments to Rule 2a-7 under the Investment co

/regulation Capital Market Technology

Anna Monteiro

Anna Monteiro Global Head of Business and Product Development at www.solutions-atlantic.com

Foreign Direct Investment Roundup Across Europe

Being that the UEFA Women’s Euro 2022 tournament is underway and Wimbledon has come to a close, I’ll devote this foreign direct investment roundup to the region. Plus, there have been quite a few announcements during Q2 so let’s get started. In Belgium, the government there has drafted legislation to establish a framework to screen foreign direct ...

/regulation /markets Financial Services Regulation

Now Hiring