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4419 Results from /regulation

Harsh Daiya

Harsh Daiya Staff Software Engineer at Paypal

Fintech Fraud Prevention Regulatory Hurdles

As a result of the lightning-speed changes in financial technology (fintech), preventing fraudhas become increasingly important. In their bid to deliver the most streamlined and customer-friendly financial services, fintech companies face significant headwinds from fraudulent activities. Regulatory frameworks mold strategies that limit firms while...

/payments /regulation RegTech

Ketharaman Swaminathan

Ketharaman Swaminathan Founder and CEO at GTM360 Marketing Solutions

Bank v. Neobank: Safety Of Money In The Light Of Synapse - Evolve Fracas

Fintech Mafia Carousel Pumping is the circular shilling of one another's financial products and services by a bunch of fintech founders with least regard for truth or consumer interest. I recently came across the following exhibit of Fintech Mafia Carousel Pumping on LinkedIn. ========== Why do some of us trust Barclays or Bank of America more tha...

/regulation /retail

Pallavi Kapale

Pallavi Kapale Senior Financial Crime Officer (2LOD) at Bank of China

Inbound Evolution: Inbound Transaction Processing and Inbound Conversations

The Payment Services Regulations (PSR) approach will bring about a significant change for all the payment firms. Its aim is to proactively prevent Authorized Push Payment (APP) fraud from occurring. In APP fraud, customers are tricked into authorizing payments to fraudsters, making it difficult for banks to detect since the transaction appears leg...

/regulation /crime Banking

Pallavi Kapale

Pallavi Kapale Senior Financial Crime Officer (2LOD) at Bank of China

Money Mules – Gaining fame in financial crime

Fraud accounts for atleast 40% of financial crime in the UK. In 2022, UK banks have identified over 39,000 accounts demonstrating behavior indicative of money muling[1]. NCA estimated that over GBP 10 billion is laundered via money mule activity in the UK annually[2]. The global increase in fraudulent activities is a growing concern for businesses...

/regulation /crime Banking

Veronika Tibilashvili

Veronika Tibilashvili Senior Consulting Department Manager at Lextensio

The importance of KYC and Due Diligence in business

KYC (Know Your Customer) and Due Diligence are key elements for the successful operation of any business, especially in today's globalized world, where the risks of fraud and financial crimes are increasing. These procedures help companies avoid legal problems, preserve their reputation and protect their financial interests. What is KUS and Due ...

/security /regulation Information Security

Willem Lambrechts

Willem Lambrechts Managing Director at Drebbel

The regulatory sword of Damocles

The Critical Importance of Archiving Digital Contracts and Signatures in the Context of European eIDAS, NIS2, and DORA Regulations As digital transformation accelerates, the shift from paper to digital contracts and signatures has become ubiquitous. However, this shift brings with it significant regulatory obligations, especially within the Europea...

/regulation /startups RegTech

Harriet Christie

Harriet Christie Chief Operating Officer at Mirrorweb

The Generative Generation - AI, chatbots and financial compliance

In March 2023, SEC Chairman Gary Gensler described Artificial Intelligence as “the most transformative technology of our time, on par with the internet and mass production of automobiles". When any groundbreaking tool arrives, a period of adaptation is required. This is more pronounced for regulators, who need to quickly assimilate enough inf...

/ai /regulation RegTech

Andrei Scutari

Andrei Scutari Open Banking Head of Sales at Salt Edge

Assessing opportunities and getting ready for PSD3, PSR, and FiDA

In June 2023, The European Commission announced its proposals on regulations governing the payment services industry within the union. The much-anticipated third Payment Services Directive (PSD3) represents the completion of the Commission's review of the second Payment Service Directive, released nine years ago and is slated for release in the f...

/payments /regulation Banking

Joris Lochy

Joris Lochy Product Manager at Intix | Co-founder at Capilever

From Penalties to Best Practices: The True Cost of Compliance

Over the past two decades, the banking industry has faced staggering penalties for non-compliance, totaling an astonishing $387,559,149,283 (source: Violation Tracker). This colossal sum underscores a pressing issue: despite numerous efforts, the financial sector continues to grapple with compliance, with no signs of the penalties decreasing. Ever...

/regulation /crime RegTech

Steven Rackham

Steven Rackham CTO for Financial Services at NetApp

Why the advantages different sized businesses have in DORA compliance shouldn't be overlooked

The deadline for organisational compliance with DORA is at our doorstep. With the 17th of January 2025 just under 6 months away, it’s safe to say that the clock is ticking for financial services to be ready for the regulation. Preparing for such a significant piece of regulation can be difficult for financial organisations of all sizes, but it is ...

/security /regulation Financial Services Regulation

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