4458 Results from /regulation
Rory Galvin Founder and CEO at Navirum
When CRM3 (Client Relationship Model Phase 3) comes into effect in Canada, it’s not just another regulatory change - it will reshape the way advisors and wealth managers interact with their clients. Much like similar regulations in Europe, CRM3 puts a strong focus on cost transparency and building trust with investors. The main change? Firms must ...
18 August 2025 /regulation /wealth Banking Regulations
Tim Barnett CEO at Credas Technologies
The UK Government’s upcoming reforms to the Money Laundering Regulations (MLRs) mark a major step forward in the adoption of digital identity across regulated sectors. With HM Treasury backing digital ID as a means to streamline checks and help meet the government’s aim of reducing compliance costs by 25%, the direction of travel is now clear: di...
15 August 2025 /regulation /identity Digital Identity Management
Rajat Deshpande CEO and Co- founder at FinBox
Lending innovation in India is taking an interesting turn. While most headlines focus on flashy technology and customer acquisition numbers, some lenders are quietly redefining how credit reaches India’s MSME sector. A Chennai-based NBFC recently crossed INR 350 crore in monthly disbursals. It didn’t build another app or venture into something unu...
14 August 2025 /regulation /inclusion Financial Inclusion
Jamie Hoyle VP Product at MirrorWeb
The role of the Chief Compliance Officer has never been more complex, or more critical. In today’s volatile regulatory environment, incoming CCOs are stepping into high-pressure situations with growing expectations, limited resources, and expanding digital footprints to supervise. The first 90 days often set the tone for long-term success - or su
14 August 2025 /regulation /wealth Fintech
Sanjeev Nargotra Senior Consultant at Tata Consultancy Services
In today's era of quick e-commerce, ordering anything is just a click away. Imagine ordering a crate of your favorite beer on a bright Sunday afternoon, and getting delivered in just 20 minutes. Upon arrival, you find the crate is broken, but fortunately, the cans inside are intact. You probably will not complain much. What if besides broken crate...
13 August 2025 /ai /regulation Data Management and Governance
Sergio Artimenia CEO at Geomotiv
Washington, D.C. — The U.S. President Donald Trump is reportedly preparing an executive order that would impose penalties on banks and financial institutions that deny services based on political or religious affiliation, or due to involvement in certain lawful yet “high-risk” industries — including cryptocurrency. According to The Washington Post...
13 August 2025 /regulation /inclusion
Joseph Ibitola Head of Demand Generation at Flagright
Modern anti-money laundering (AML) compliance stands at a crossroads. Financial criminals are exploiting cutting-edge technologies, from AI-driven identity fraud to cryptocurrency obfuscation, pushing financial institutions to innovate or risk falling behind. At the same time, regulators across jurisdictions are tightening standards to protect fin...
12 August 2025 /regulation /crime Trends in Financial Services
John Bertrand MD at Tec 8 Limited
Hong Kong's Regulatory Framework This framework appears designed to balance innovation with regulatory oversight. The relatively streamlined KYC requirements for smaller transactions and allowance for market-rate fees suggest Hong Kong is positioning itself as a crypto-friendly jurisdiction. It does so by maintaining prudential safeguards through ...
11 August 2025 /regulation /crypto Banking Strategy, Digital and Transformation
Barley Laing UK Managing Director at Melissa
With around five billion people in the world having access to a smartphone, out of a global population of just over eight billion, a mobile number is quickly becoming a vital part of the identity verification process in KYC and AML compliance, and in the fight against fraud. Traditionally, matching a name to an address has been and continues to be...
11 August 2025 /regulation /identity Digital Identity Management
Francesco Fulcoli Chief Compliance and Risk Officer at Flagstone
From May 2026, the Financial Conduct Authority is bringing in sweeping changes to how payment and e-money firms protect customer funds. These reforms, published in PS25/12, are aimed at fixing weaknesses that have led to big losses when firms failed, in some cases, customers got back less than half of what they were owed. Why now? The payments an...
11 August 2025 /payments /regulation Fintech
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