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4414 Results from /regulation

Alex Ford

Alex Ford President, North America and Chief Revenue Officer at Encompass | RegTech Association | Women in RegTech

Build, buy, or blend? Rethinking KYC strategy in modern banking

For years, banks have debated whether to build their own Know Your Customer (KYC) systems or invest in third-party solutions. But that binary choice is evolving with a new opportunity emerging in the form of blended KYC. A hybrid approach offers the best of both worlds: the control and flexibility of in-house systems combined with the speed and aut...

/regulation /identity

David Weinstein

David Weinstein Co-founder and CEO at KayOS

Agents in the Loop: Rethinking Risk, Compliance and Governance with AI

This article is the third in my four-part series exploring how intelligent agents are reshaping the foundations of fintech operations. In Part 1, we looked at why the smartest fintechs are scaling not by growing headcount, but by building with agents. These systems aren’t just automating tasks – they’re giving lean teams enterprise-grade levera...

/ai /regulation Artificial Intelligence and Financial Services

Cliff Bunting

Cliff Bunting Director at PurplePatch Broking Ltd

Bureau benchmarking for better decisions: Improve governance and meet regulatory expectations

Benchmarking is often associated with cost control. And for good reason — many firms uncover significant pricing variation in their bureau contracts, even when services appear identical. But the value of benchmarking doesn’t stop at commercial savings. It can reveal where your current data configuration might be introducing risk: from outdated inp...

/regulation /retail Banking

Teo Blidarus

Teo Blidarus CEO and Co-Founder at FintechOS

Insurance is the missing link in the UK’s open banking success

The UK’s open banking landscape has built a global reputation for its technical innovation and regulatory prowess. However, despite this leadership, the industry has struggled to maintain the level of innovation that kick-started the global rise of open banking infrastructure. The core challenge lies not in technology but in the commercial and lia...

/regulation /cloud Fintech

Steve Marshall

Steve Marshall Director of Advisory Services, at FinScan

Unmasking Kleptocrats: Why Ownership and Control Are Key to Mitigating AML and Sanctions Risk

Tackling sanctions evasion can often be likened to patching a leaky boat. As one hole is patched, another opens. This is particularly the case when dealing with kleptocrats. Kleptocracy is when government officials and other powerful individuals exploit and steal a country’s wealth and resources from its citizens. Kleptocrats may be subject to san...

/regulation /crime Exposing Financial Crime

Kanchan Mishra

Kanchan Mishra CEO at SustainoMetric

Tariffs and Trade Turbulence: Is your Supply Chain Ready for New Uncertainties?

For any organisation relying on a global supply chain, weathering storms caused by macroeconomics, geopolitics, or regional conflict is nothing new. Smart businesses factor these potential impacts into their supply chain design from the outset. Modern supply chains are intricate, often comprising numerous businesses responsible for different eleme...

/regulation /sustainable Financial Supply Chain

Chris Brown

Chris Brown CX Consultant, Sector Specialist, Finance at IPI

The importance of CX within a highly regulated environment

The advent of a new generation of customers is prompting organisations to rethink their existing operating models. As digital natives, Gen Z brings a whole new set of opportunities for brands to consider, but also a host of new challenges, particularly when it comes to offering the right channel of choice. However, for the financial sector in part...

/regulation

Roberto Garavaglia

Roberto Garavaglia Independent Advisor at Innovative Payments & blockchain Strategic Advisor

Strategic agreement between EPI and EuroPA: building a unified European digital payments network

On June 23, 2025, the 𝗘𝘂𝗿𝗼𝗽𝗲𝗮𝗻 𝗣𝗮𝘆𝗺𝗲𝗻𝘁𝘀 𝗜𝗻𝗶𝘁𝗶𝗮𝘁𝗶𝘃𝗲 (𝗘𝗣𝗜) and 𝗘𝘂𝗿𝗼𝗣𝗔 announced a major collaboration aimed at creating an interoperable, sovereign European ecosystem for digital payments—offering a credible alternative to international card schemes. WHO ARE THE KEY PLAYERS? EuroPA is an alliance of national digita...

/payments /regulation

Erica Andersen

Erica Andersen Marketing at smartR AI

Why Smart Companies Skip Cleaning Data: The AI Secret Your Competitors May Already Know

The digital transformation consultants have sold you a lie. They've convinced executives everywhere that before you can even think about AI, you need to embark on a months-long (or years-long) data cleaning odyssey. Clean everything! Standardize everything! Make it perfect! It's expensive, time-consuming, and worst of all—it's completely backwards...

/ai /regulation Artificial Intelligence and Financial Services

Stephen Terry

Stephen Terry UK MD at Arctera

Compliance with Confidence in the Financial Services Sector

Regulatory rules may shift but one thing remains constant: the need to manage risk to operations, customers, and market confidence. As regulations in the financial services sector evolve so too must the systems and strategies that firms use to manage them. With new requirements, standards, and laws coming to the fore, these regulatory moments offer...

/regulation /crime

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