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4468 Results from /regulation

Joris Lochy

Joris Lochy Product Manager at Intix | Co-founder at Capilever

Uniting Forces: A Holistic Approach to Financial Crime

Financial institutions face increasing challenges in combating financial crime. While technology has significantly advanced (e.g. thanks to AI), the methods employed by criminals have also evolved, becoming more sophisticated and harder to detect. One of the crucial challenges in this battle is the siloed approach to detecting and combating financ...

/regulation /crime Exposing Financial Crime

Alex Ford

Alex Ford President, North America and Chief Revenue Officer at Encompass | RegTech Association | Women in RegTech

Regulating AI: Opening up the RegTech conversation

Regulating AI: Opening up the RegTech conversation with AI experts and regulators with Women In RegTech New York (WIRTNY) and Rise, by Barclays. Setting the scene As the development and adoption of AI and Generative AI across industries including financial services has dominated headlines in recent months, so too have questions around the regulato...

/ai /regulation Artificial Intelligence and Financial Services

Retired Member

Retired Member 

Beyond Borders, Beyond Fraud: Securing the Future of Finance

The contemporary banking system operates in a dynamic and interconnected global landscape. While this presents vast opportunities, it also introduces novel challenges to financial security. According to a report by Deloitte’s Center for Financial Services, generative AI could drive fraud losses in the United States to an estimated $40 billion by 2...

/regulation /crime

Srinathprasanna Neelagiri Chettiyar Shanmugam

Srinathprasanna Neelagiri Chettiyar Shanmugam Manager - Banking and Financial Services at Aspire Systems

A Deep Dive into DORA's Threat-Led Penetration Testing Requirements

Welcome back to my blog series on DORA regulation !!! In this blog, I will dive into the specific topic of Threat-Led Penetration Testing (TLPT). Key Players in the TLPT Ecosystem: Understanding the roles involved in TLPT is crucial. Here’s a quick rundown: Red Team: These are the attackers in the simulation, employing tactics, techniques, and pro...

/security /regulation Banking Regulations

Edvards Margevics

Edvards Margevics Co-partner at CONCRYT

How Project Agora is Set to Revolutionise Global Transactions

The important of cross-border payments cannot be underestimated. They are essential for facilitating international trade, promoting economic growth, supporting globalisation and enhancing financial inclusion, driving innovation. Combined, these factors contribute to a more dynamic and interconnected global economy. With this in mind, the launch o...

/regulation /markets

Robert Kerrigan

Robert Kerrigan Chief Operating Officer at TrueLayer

Eyes on the prize - payments regulation needs a re-focus

In March 2024, there were 16 million account-to-account (A2A) payments made in the UK, powered by open banking. If the future of payments is A2A, then the future is here now. Adoption is accelerating dramatically as businesses embrace this new and cost-effective way to accept consumer payments without the complex intermediary layers associated wi...

/payments /regulation The future of Payments in Europe

Harriet Christie

Harriet Christie Chief Operating Officer at Mirrorweb

5 Proven Strategies to Streamline Your Compliance Workflow in 2025

Compliance workflows: they're the lifeblood of regulated industries, yet they often feel like navigating quicksand. Let's be honest; no one wants to get bogged down in endless record reviews or patchy tech solutions that create more problems than they solve. But here's the good news: it doesn't have to be this way. With the right strategies, comp

/regulation /wealth Fintech

Barley Laing

Barley Laing UK Managing Director at Melissa

The damaging impact of poor quality data in the financial services sector

It has been estimated by MITSloan that the cumulative cost of inaccurate data is 15 to 25 per cent of revenue for most organisations. This is because poor quality data wastes resources, undermines everyday operations and communications – particularly personalised customer communications. It causes inefficiencies in both time and money in the creat...

/regulation /identity Data Management and Governance

Vipin Kumar Sharma

Vipin Kumar Sharma IT and Consulting Delivery Manager at Infosys Ltd

Stock settlements just got faster in the US, but can they be even quicker?

In the past, buying or selling a stock meant waiting two business days for the trade to settle (T+2). This meant a two-day gap between agreeing on a price and actually receiving the stock and money. As of May 28, 2024, the US market has moved to a T+1 settlement cycle. Trades will now settle in one business day, reducing the risk involved f...

/payments /regulation Post-Trade Forum

Helena Wood

Helena Wood 

Driving the next generation of fraud reforms

With a General Election announced for 4 July, now is the perfect time for a stock take on the progress made over the past decade in relation to tackling fraud. For the most part, this was a decade in which fraud felt like the Cinderella of the criminal justice system; a crime neglected by politicians and police alike while other crime types receiv...

/regulation /crime Exposing Financial Crime

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