21 May 2019

Operational Risk Management

A Finextra Community Group

32Posts 161,198Views 21Comments

Latest blog posts

Shira RottnerShield FC - Tel Aviv

How the Next Generation are Shaping the Future of Trading

02 December 2018  |  223 views  |  0 comments | recommendations Recommends 0

The EU’s e-Privacy regulation, which is expected in 2019, is set to be the next major piece of legislation designed to protect the privacy and security of personal information. A step on from GDPR, e-Privacy protects meta data (as well as voice and email data) and will oversee and regulate privacy in ‘Over the Top’ eComms channels (i.e. social me...

TagsRegulation & Compliance
Neil CrammondDIVENTO FINANCIALS - London


23 November 2018  |  3266 views  |  0 comments | recommendations Recommends 0

One of the very few benefits of open outcry trading was the fact that traders could see everyone trading and the chances of rogue trading was easier to spot compared to today. Through a virtual pit traders can see all bids and offers and completed deals as all traders have to be identified , therefore visible to the market place ? This simple

TagsRegulation & CompliancePost-trade & ops
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Freddie McMahon
Freddie McMahonDF2020 Ltd - London

Conversation-as-a-Service: decision distortions and deceptions

01 September 2018  |  5797 views  |  0 comments | recommendations Recommends 0

The shift towards specialist chatbots has highlighted how organisations are vulnerable to decision distortions and deceptions, with the way their people work deep within the organisation. This vulne...

TagsArtificial IntelligenceInnovation
Freddie McMahon
Freddie McMahonDF2020 Ltd - London

Frugal Engineering to digitalise Standard Operating Procedures

08 June 2018  |  5637 views  |  0 comments | recommendations Recommends 0

Frugal Engineering is the science of breaking up complex engineering processes to reduce the complexity and cost of producing products, without compromising quality. One example of Frugal Engineering ...

TagsArtificial IntelligenceBrexit
Iosif Itkin
Iosif ItkinExactpro - London

Fearless Testing and Post-Trade Systems Disruption

10 May 2018  |  3427 views  |  0 comments | recommendations Recommends 1

Our work focuses on functional and nonfunctional testing, most of the business being in the market infrastructure space, exchanges and clearing. Three principles can help you to test even the most sop...

TagsPost-trade & opsInnovation
Iosif Itkin
Iosif ItkinExactpro - London

Large Scale Infrastructure Intervention and Fake Testing

05 May 2018  |  5686 views  |  0 comments | recommendations Recommends 0

In a nutshell, the job that we do comes down to infiltrating large financial market infrastructures with specially designed tools to influence the outcome of the software development life cycle. We ha...

TagsRegulation & ComplianceOpen APIs
Breana Patel
Breana PatelBonova Advisory | Risk &Regulatory Advisory - New York

How Important is Enterprise Risk Management ?

19 April 2018  |  10560 views  |  0 comments | recommendations Recommends 0

Enterprise Risk Management. Arguably the largest evolutionary change in risk management for financial institutions has been the elevation of the risk management function to a key role in firm manage

TagsTrade executionRegulation & Compliance
James Tomaney
James TomaneyRenovite Technologies Inc - Edinburgh


27 February 2018  |  6705 views  |  0 comments | recommendations Recommends 1

In 2008 the hubris of the financial sector that we serve finally caught up with itself. Mountains of consumer debt that had been packaged, re-sold and deferred turned out to be unserviceable and the ...

TagsRetail bankingOpen APIs
Paul Geiger
Paul GeigerTheorem Technologies - Chicago

Artificial Intelligence - Making Average Great

04 December 2017  |  7318 views  |  0 comments | recommendations Recommends 0

There has been a lot of hand wringing over the CME Group’s amendments to Rule 553 (“Average Price System”), and for good reason. It’s no easy task for clearing firms, or their clients, to systematica...

TagsArtificial IntelligencePost-trade & ops
Vipin Kumar Sharma
Vipin Kumar SharmaInfosys Ltd - Los Angeles

Inefficient IT Systems - Challenges for Operation Risk Management

30 March 2017  |  4936 views  |  0 comments | recommendations Recommends 0

Recently one news article caught my attention and reminded me of an exceptional experience of my trading days. A German bank accidentally transferred more than 5 billion euros to four other banks du

TagsSecurityRegulation & Compliance
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Founded by An ex-member
Date 06 Sep 2007
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To share information, ideas and experience relating to all aspects of op-risk management and compliance with Basel II
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