Blog article
See all stories ยป

ESMA has published updated Q and As on EMIR

The updated text and new questions with related clarifications are as follows:

General Questions

. Q1 on funds and counterparties and whether entities with a charitable

nature or otherwise a non-profit profile have to report under EMIR


OTC Questions

. Q3 on the calculation of the clearing threshold

. Q12 on risk mitigation techniques

. Q18 on indirect clearing (new)

 CCP Questions

 Q3, 8 11, 12, 16 modified, 17, 18 & 19 new


TR Questions

. Q1 on classification of financial instruments

. Q10 on codes


The following are new questions:

. Q18 on UTI construction

. Q19 on UTI generation

. Q20 on Empty fields

. Q21 on UPI taxonomy

. Q22 on venues with all codes

. Q23 "all code"

. Q24 buy/sell indicator for swaps

. Q25 decimal values in fields 15 & 16

. Q26 complex contracts

. Q27 Leg 1 and Leg 2 fields


OTC reporting scenario

. Amended - Reporting to TRs - transaction scenarios


Related link:



Comments: (0)

Blog group founder

Member since




More from member

This post is from a series of posts in the group:

Financial Services Regulation

This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.

See all

Now hiring