4425 Results from /regulation
Nanda Kumar CEO at SunTec Business Solutions
Banking in the modern world Pairing technology and money is very common, we are used to hearing about the vast sums being pumped into Silicon Valley start-ups. What is less common is technology and ‘money’ working together. Challenger banks, such as Monzo, are aiming for this to be a reality, by making banking transparent and simple. The emergenc...
12 June 2017 /regulation /retail
Retired Member
So, if you're planning to attend any kind seminar on what you need to do for MiFID II over the next few months, forget it and go to the movies instead. You're simply too late and whatever plans you have (or have not) put in place will just have to do as there are only 6 months left to go. The more important questions concern how regulators will in...
08 June 2017 /regulation
Compliance, information security and HR departments are embracing smart surveillance technologies to help meet their obligations. But many struggle to adopt a holistic surveillance service that works across multiple departments and multiple people. So what’s the answer? ‘Regulated compliance’ and ‘cyber security’ have been used to justify many inv...
Most international payments providers exist as an alternative to high street banks. They provide their customers with a good deal, are transparent about their fees, deliver excellent customer service, and transfer money quickly, without hassle. Despite this, the wider international payments industry has been tarnished by allegations of profiteering...
02 June 2017 /payments /regulation Financial Services Regulation
Many enterprise electronic communications (eComms) applications offer an attractive proposition to businesses by delivering lower costs, more features and access to newer desktop apps. But while they might be extremely effective business tools, often they don’t provide the functionality required to meet the compliance and eDiscovery needs for orga...
02 June 2017 /security /regulation Financial Services Regulation
Fiona McLoughlin VP Marketing at Fenergo
What an exciting time to work in RegTech. Up to a few years ago, many banks were mired in the depths of the financial crisis, trying to contend with regulation after regulation coming towards them at lightening speeds. I read a scary stat recently which claims that the volume of regulatory change has increased by a staggering 492% from 2008 to 2...
31 May 2017 /regulation Innovation in Financial Services
Stuart Lacey Founder at Trunomi
In less than 1 year the General Data Protection Regulation (GDPR) will be enforced. If you haven’t heard by now; the GDPR will fundamentally change the way that companies capture, manage and store information of EU Citizens. The primary aim of the regulation is to protect EU Citizen’s right to privacy, give them back control over their personal da...
30 May 2017 /regulation Financial Services Regulation
Supply chain failures compromise the ability of an organisation to operate effectively and in extreme circumstances even to survive. Yet many businesses struggle to mitigate the risk of such failures due to poor vendor risk management: research from CIPS suggests fewer than half of procurement professionals consistently put strategies in place to ...
30 May 2017 /regulation Financial Risk Management
Japan’s FSA (Financial Services Agency) is looking to implement tighter regulations on High Frequency Trading (HFT) as soon as 2018. Reuters states that “The growing presence of HFT on the Tokyo Stock Exchange (TSE) has raised concerns high-speed trading could destabilise markets and leave retail investors at a disadvantage.“* This is an interesti...
22 May 2017 /regulation Fintech
Stacey Small Business Development at The Glue
The PSD2 deadline is just seven months away, and we all know just how quickly time flies. Market feedback suggests that many financial institutions are still in the ‘reflection’ phase. So far, this year we have seen the EBA (European Banking Authority) publish the Regulatory Technical Standards (RTS) on Strong Customer Authentication (SCA) and com...
19 May 2017 /regulation EBAday
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