4425 Results from /regulation
Freddie McMahon Director Strategy and Innovation at DF2020 Ltd
Just as a reminder, Complex Knowledge is any combination of regulatory, statutory, legal, tax, tariff, policy and procedure matter, which is primarily found within documents. USE CASE: HOUSEHOLDER PLANNING PERMISSION (continued) Preparing the Complex Knowledge from Monologue to Dialogue In context to the earlier defined scope, the knowledge wa...
05 January 2018 /ai /regulation Finance 2.0
Retired Member
As Storm Eleanor literally howled across the UK last night I woke up wondering if it was some portent to today – Jan 3rd – MiFID II go-live day. But here I am, sat at my desk, and everything seems pretty normal. No one seems to expect huge volumes today though, as traders gently blip the throttles of their new MiFID compliant trading machines. But...
03 January 2018 /regulation
A recent report by the Future of Work Commission, chaired by deputy Labour party leader Tom Watson, made me reflect on how banks in the UK have dealt with the technological revolution of the last few years, and how they might fare in 2018, when the pace of change will undoubtedly quicken. Indeed, a mainstream newspaper covering the report ran th...
03 January 2018 /regulation /retail Financial Risk Management
Just as a reminder, Complex Knowledge is any combination of regulatory, statutory, legal, tax, tariff, policy and procedure matter, which is primarily found within documents. USE CASE: HOUSEHOLDER PLANNING PERMISSION Setting the scene The understandings from this particular use case are universal in terms of Complex Knowledge. The initial sce...
29 December 2017 /ai /regulation Innovation in Financial Services
ESMA recently issued guidance on the treatment of commodity derivatives traded on third-country venues in the context of the MiFID ll position limit regime. Prior to this is was not clear if commodity derivatives traded on a third-country exchange would be considered economically equivalent OTC (“EEOTC”) contracts and would consequently fall unde...
22 December 2017 /regulation
The Opportunity The simplification of Complex Knowledge is a paradigm shift opportunity for chatbots, with the potential to bring benefits to every person and every organisation on the planet. The Definition Complex Knowledge is any combination of regulatory, statutory, legal, tax, tariff, policy and procedure matter, which is primarily found w...
22 December 2017 /ai /regulation Fintech innovation and startups
2018 is around the corner, offering an opportunity to reflect on the previous year and look at the trends that are likely to shape the financial services sector in the coming year. Just like last year, in this article I offer five technology predictions for financial markets in 2018. 1) Cloud adoption. Cloud has been a prominent talking poi...
21 December 2017 /regulation Trends in Financial Services
Not a lot of people know that Commonly attributed to Sir Michael Caine, what a lot of people don't know is that it was actually said by someone else. “Not a lot of people know that” With MiFiD II just around the corner, inexplicably the phrase, ‘Not a lot of people know that’ came to mind. Commonly attributed to Sir Michael Caine, what a lot of peo...
21 December 2017 /regulation MiFID
Derivatives market participants have been rightfully concerned about the potentially adverse impact of MiFID II on global trading. However, the US and EU authorities have taken significant steps in recent weeks to mitigate some of those concerns. The CFTC has issued an interpretative letter regarding the unbundling of research, something that is m...
20 December 2017 /regulation /wholesale MiFID
Ivy Schmerken Editorial Director at FlexTrade Systems
Many asset managers are wrestling with the decision on whether to keep the order management system (OMS) and execution management system (EMS) as two separate best-of-breed systems, or switch to a single unified platform known as the OEMS. Buy-side firms have been demanding tighter integration between their order management and execution management...
19 December 2017 /regulation Capital Markets Technology
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