28 March 2017

MiFID

A Finextra Community Group

81Posts 344,066Views 50Comments

Latest blog posts

Peter WilliamsCJC Ltd - London

The High Frequency and The Furious - Clock Drift

20 hours ago  |  1349 views  |  0 comments | recommendations Recommends 0

In part one, I talked about the time synchronisation requirements coming into effect with regulations like MiFID II. Today I’d like to delve into some of the challenges that await us in tackling these requirements. Like any good sequel, this is where we take the concept from the original and expand it! Be warned however that as the middle act t...

TagsRisk & regulationTransaction banking
Peter WilliamsCJC Ltd - London

MiFID II: Revenge of The Regulator

20 March 2017  |  4558 views  |  2 comments | recommendations Recommends 0

I'm a movie lover. I've seen more than the average person and can re-watch the same film hundreds of times (I'm looking at you Star Wars, Jaws, Ghostbusters…). When you watch a lot of movies you start to spot the tropes, those little repeating themes, devices or motifs. One of my favourites is always just before the big third act set piece, in th...

TagsTrade executionRisk & regulation
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Ivy Schmerken
Ivy SchmerkenFlexTrade Systems - Great Neck

MiFID II Regulations to Impact U.S. Asset Managers

14 March 2017  |  6915 views  |  0 comments | recommendations Recommends 0

North American broker-dealers and asset managers domiciled in the U.S. are watching their European counterparts gear up for compliance with MiFID II. But will MiFID II affect U.S. broker-dealers and a...

TagsTrade executionRisk & regulation
Jas Matharu
Jas MatharuBusiness Systems (UK) Ltd - London

Accountability and Cultural Change for MiFID II Compliance

13 March 2017  |  2748 views  |  0 comments | recommendations Recommends 1

With less than a year to go until the application of MiFID II, it is becoming increasingly clear that cultural change is being pursued by the financial regulators as a pressure mechanism to achieve sy...

TagsRisk & regulation
Steve Grob
Steve GrobFidessa - London

Thomas in Blockland

22 February 2017  |  3457 views  |  0 comments | recommendations Recommends 0

Thomas the crossing network wasn't happy. For years he had enjoyed helping his friends buy and sell things amongst themselves. Sometimes he would even step in directly and agree to buy or sell somethi...

TagsTrade executionRisk & regulation
Tayloe Draughon
Tayloe DraughonDraughon.us - Chicago

Algo Development and Ethics

21 November 2016  |  2904 views  |  0 comments | recommendations Recommends 0

At the forefront of Regulation AT has been a discussion on CFTC access to source code. That issue has been fought with strong opinions on both side of the argument. Regardless of any regulations, what...

TagsTrade executionRisk & regulation
Cornelius Nandyal
Cornelius NandyalAssociates in Capital Markets - London

Real-Time Risk Management: A View on MiFID II Compliance Challenges

13 October 2016  |  6135 views  |  0 comments | recommendations Recommends 0

The flip-side of changing market structures, furtherance of technologies and evolution of investment services is the emergence of risks hitherto unknown. Regulatory response to these challenges transl...

TagsRisk & regulation
Brian Perfect
Brian PerfectActiance - London

Archiving in the cloud: Expensive and less secure?

12 October 2016  |  4245 views  |  1 comments | recommendations Recommends 1

Earlier this year the FCA introduced new guidelines to encourage firms to embrace the cloud. While compliance obligations remain paramount, it does open up the pathway for organisations to more effect...

TagsRisk & regulation
Tayloe Draughon
Tayloe DraughonDraughon.us - Chicago

Momentum Ignition: Arson for Financial Markets

13 September 2016  |  3316 views  |  0 comments | recommendations Recommends 0

ESMA has defined momentum ignition as a case of prohibited market manipulation. ICE Canada considers this to be disruptive, and so does the CME Group. One UK government report stated that momentum ig...

TagsRisk & regulationPost-trade & ops
Brian Perfect
Brian PerfectActiance - London

Does archiving increase risk?

07 September 2016  |  3638 views  |  0 comments | recommendations Recommends 0

MiFID II is putting archiving under the spotlight again as firms come to grips with being able to promptly recreate trades including all conversations, even if the transaction didn’t happen. Archivin...

TagsRisk & regulation
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Founded by An ex-member
Date 16 Feb 2007
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Ivy Schmerken
Ivy Schmerken

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Jas Matharu

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