4366 Results from /regulation
Shagun Malhotra CEO and Founder at SkyStem
In the early days of the COVID-19 pandemic, the turbulence felt unprecedented. Fast forward to 2025, and turbulence is now the norm rather than the exception. Whether it's the impact of economic policies on global stock markets, disruption from emerging technologies or environmental events, barely a month goes by without a new headline event. From...
17 hours /regulation /retail Financial Risk Management
Alex Rees Information Technology at Facctum
Artificial intelligence is transforming how financial institutions manage compliance. Tasks like onboarding, screening, and transaction monitoring are increasingly handled by machine learning models that deliver faster, more consistent results. But with this automation comes a clear expectation from regulators, auditors, and customers: institution...
21 hours /ai /regulation Artificial Intelligence and Financial Services
Mikko Anderssen CEO at Scila
Picture your firm’s risk management like a high-speed train racing through a complex network of tracks. Every twist and turn represents shifting market conditions, and evolving asset classes. Indeed, the whole network of tracks is constantly shifting with new lines being added through regulatory demands. For the journey to be smooth and safe, ever...
11 July 2025 /regulation /markets Financial Risk Management
Daniel Schlaepfer CEO at Select Vantage Inc
It’s not every day that a regulator as methodical and reserved as India’s SEBI accuses one of the world’s largest trading firms of a “sinister scheme.” But that’s what happened last week when Jane Street—one of the “new titans of Wall Street”—was banned from India’s markets over allegations of manipulating prices in one of the fastest-growing deri...
09 July 2025 /regulation /markets
David Clee Co-Founder & CEO at MirrorWeb
Have you ever tried reading an iMessage thread exported into an email? It’s like viewing your Instagram feed through an A4 binder. Welcome to the reality many compliance teams face today: digital conversations that look nothing like the originals, stripped of context and flattened into disorienting formats. That’s a problem, as regulatory reviews r...
09 July 2025 /regulation /wealth RegTech
Steve Marshall Director of Advisory Services, at FinScan
The rise of embedded models and AI-powered automation across the insurance industry marks a step-change in the sector’s evolution. But strip away the excitement and promise of digital transformation, and a widening compliance gap is revealed—one many insurers are struggling to close. Pressure to digitally transform comes, in part, from a need to m...
09 July 2025 /ai /regulation Exposing Financial Crime
The global adoption of real-time payments has transformed financial services. From the UK’s Faster Payments system to the EU’s Instant Payments Regulation, money now moves in seconds, around the clock. But financial crime does too. Legacy anti-money laundering (AML) systems weren’t built to operate at this speed. Static thresholds, delayed alerts...
08 July 2025 /regulation /crime RegTech
Francesco Fulcoli Chief Compliance and Risk Officer at Flagstone
A more proportionate, risk-based approach to AML compliance On 7 July 2025, the Financial Conduct Authority (FCA) published its finalised guidance FG25/3, updating how firms should treat politically exposed persons (PEPs) under the UK Money Laundering Regulations. This update follows a comprehensive multi-firm review, a public consultation (GC24/4...
08 July 2025 /payments /regulation Fintech
Cliff Bunting Director at PurplePatch Broking Ltd
What if the rates you're paying for bureau data aren’t just high, but inaccurate? Over the past five years, many credit bureaux have upgraded their billing systems. But these upgrades have inadvertently revealed a deeper issue: long-standing billing errors that often go unnoticed, particularly within complex tiered pricing agreements. In many cas
03 July 2025 /regulation /retail Banking
Roy Prayikulam SVP Risk & Fraud Division at INFORM GmbH
Every year, an estimated two to five percent of global gross domestic product is laundered through money laundering, amounting up to 2 trillion US dollars. In Germany alone, the figure is believed to be around 100 billion euros annually. The consequences are devastating: money laundering threatens the integrity of the financial system, distorts co...
02 July 2025 /ai /regulation Artificial Intelligence and Financial Services
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