Regulators, in recent years, have increased market surveillance by enforcing mandatory disclosures via Trade and Transaction Reporting (as per MIFID II and EMIR). In MarketWatch 70, the FCA highlighted some observations on the deviation from its regulatory guidance by firms as evidenced in the inaccuracies and shortcomings in their Transaction Rep...
23 January 2023 /regulation /wholesale Regulatory Reporting
Nigel MoloneySenior Manager at JCB International (Europe) Lltd
Adebayo AdewoluSenior Manager at PwC
Sreeram YegappanDirector at Cognizant
Dhruvesh PatelArchitect - Technology at Cognizant
Karan JainSenior Consultant at Cognizant
Welcome to Finextra. We use cookies to help us to deliver our services. You may change your preferences at our Cookie Centre.
Please read our Privacy Policy.