Regulators, in recent years, have increased market surveillance by enforcing mandatory disclosures via Trade and Transaction Reporting (as per MIFID II and EMIR). In MarketWatch 70, the FCA highlighted some observations on the deviation from its regulatory guidance by firms as evidenced in the inaccuracies and shortcomings in their Transaction Rep...
23 January 2023 /regulation /wholesale Regulatory Reporting
Beth RobertsonSenior Manager at First Annapolis Consulting
Dilip GhoshSenior Manager at DTTIPL
Petra PlompenSenior Manager at EBA Clearing
Ryan BalmacedaSenior Manager at Baringa Partners
Sumit AdsuleManager Consulting at Cognizant
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