6 Results from 2023
Anna Monteiro Global Head of Business and Product Development at www.solutions-atlantic.com
In a vote of 3-2, the SEC adopted new rule 13f-2 and related Form SHO to provide greater transparency of short sale data from which is in response to Section 929X of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which requires the Commission to prescribe rules to make certain short sale related data publicly available. Until now,...
17 October 2023 /regulation /markets Financial Services Regulation
On 22 June, the SEC’s Investor Advisory Committee (IAC) held a public meeting (13D/G ~3:09 mark) which included a discussion on the proposed amendments to the 13D/G filings. We’re all familiar with these regulations and the proposed amendments which were presented in 2022 so I will not bore you with those details. Having only one abstention vote (...
11 July 2023 /regulation /markets Financial Services Regulation
By all reports, investment money is flowing into Japan. With the Nikkei up over 30% this year, it appears that Japan is on the other side of its “lost decade”. The Nikkei has not been this high since the 1990’s. So, what’s driving this renewed interest in the 3rd largest economy (based on nominal GDP) in the world? For starters, Japan is showing s...
27 June 2023 /regulation /markets RegTech
Most regulatory activity for foreign direct investment in this first half of 2023 has been focused on issuing consultations for proposed changes to existing laws. Several countries issuing consultations in the first 6 months of the year include: Australia: issued a consultation in March as part of its foreign investment reforms which resulted in ...
06 June 2023 /regulation /markets Financial Services Regulation
There’s been a deluge of press about the collapse of Adani Group after a report from Hindenburg Research which accuses Adani Group of: stock manipulation, improper use of offshore tax havens to hide the amount of Adani’s family stock ownership in the group companies, and excessive valuations. Hindenburg releases this report and acknowledges that i...
15 February 2023 /regulation /markets Financial Services Regulation
It was a busy fourth quarter for regulations concerning foreign direct investment. It seems that not all were watching the World Cup. Several jurisdictions issued consultations concerning qualified holdings and investment screening: EU ECB – issued consultation (now closed) on a draft Guide which aims to increase transparency by clarifying the ECB...
09 January 2023 /regulation /markets Financial Services Regulation
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