15 August 2018

Internal Auditors in Financial Services

A Finextra Community Group

9Posts 48,253Views 3Comments

Latest blog posts

Shailendra MalikOptimum Solutions - Singapore

Idea of Audit in AI age

09 August 2018  |  4553 views  |  0 comments | recommendations Recommends 0

Audit has always been a support function for banks that has served as the last line of defence for keeping the organisation safe from external attacks and provide assurance to business & stakeholders about the safely of the business from any malicious attempt to harm the data or assets of the business. With all companies virtually converting i...

TagsArtificial IntelligenceRegulation & Compliance
Freddie McMahonDF2020 Ltd - London

It is time for the Digital Transformation of Corporate Governance?

23 June 2018  |  6084 views  |  0 comments | recommendations Recommends 0

Within traditional Financial Services there is a common belief that regulation has fundamentally constrained the industry, but at the same time innovation through FinTech has blossomed. The Regulators do not believe regulation is a constraint to good business and have worked closely with FinTech. Something feels out of kilter! Maybe it’s time we f...

TagsArtificial IntelligenceRegulation & Compliance
More blog posts
Bastian Nominacher
Bastian NominacherCelonis - Munich

How process mining can turbo-charge internal auditing

16 May 2018  |  3920 views  |  0 comments | recommendations Recommends 0

For years, auditors have used interviews and workshops to conduct successful company assessments. As more businesses become digitised, auditors need to blend traditional techniques with a more data-le...

TagsRegulation & ComplianceInnovation
Freddie McMahon
Freddie McMahonDF2020 Ltd - London

GDPR CUSTOMER CONSENT TERMS AND CONDITIONS IN CONTENT FORM ARE NO LONGER FIT FOR PURPOSE

06 October 2017  |  10666 views  |  0 comments | recommendations Recommends 0

GDPR CUSTOMER CONSENT: TERMS AND CONDITIONS IN CONTENT FORM ARE NO LONGER FIT FOR PURPOSE - NOW IS THE TIME FOR CHATBOT DIALOGUE Consent is to give permission for something to happen. Consent...

TagsRegulation & ComplianceInnovation
Retired Member
a non-active Finextra member

NFC to POS -- Check and mate: The end game for key loggers

20 August 2012  |  5646 views  |  1 comments | recommendations Recommends 0

I am not at all surprised at this. It is sub judice even to discuss what the investigation will reveal; yet I will risk my last cent if it is not an ‘inside job’ with the connivance of the POS folks....

TagsSecurity
Retired Member
a non-active Finextra member

The Case for QARP

09 August 2011  |  3402 views  |  0 comments | recommendations Recommends 0

A curious client recently asked – “Couldn’t financial modeling risk be diminished by introducing a Quality Assurance Review Panel (“QARP”)?” It was a simple, pragmatic question that left me momentari...

TagsRegulation & ComplianceRetail banking
Retired Member
a non-active Finextra member

Employee Fraud: The bad old story

28 May 2011  |  5098 views  |  0 comments | recommendations Recommends 0

This is what I read on employee fraud by the Financial Services Authority “one of the most serious threats”; an employee knows the inside story of process weaknesses and is often with collusion with a...

TagsRegulation & ComplianceRetail banking
Retired Member
a non-active Finextra member

PwC releases Internal Audit 2012

01 November 2007  |  4779 views  |  0 comments | recommendations Recommends 0

PwC released this study a few months ago titled "Internal Audit 2012* - A study examining the future of internal auditing and the potential decline of a controls-centric approach" Five key t...

Retired Member
a non-active Finextra member

Global Technology Audit Guides

23 October 2007  |  4105 views  |  0 comments | recommendations Recommends 0

The IIA (Institute of Internal Auditors) have produced a series of publications with guidance on IT, considering CAE (chief internal audit executive) and audit supervisors/managers as the intended aud...

Previous 1 Next

About this group join  Join us

Founded by An ex-member
Date 23 Oct 2007
Group profile
This community aims to provide related links, resources and news references, and to develop a forum for internal auditors to exchange views on various related items.
members
30,463
Members
comments
19,034
Comments
blogs
12,536
Posts
bloggers 
946
Active bloggers

Top posts in the last week

Top bloggers: 30 days

Most viewed Engaging
Shailendra Malik
Shailendra Malik

IT Program Manager with a Tech Consultin...

Who is commenting on Internal Auditors in Financial Services posts

Ketharaman Swaminathan

Internal Auditors in Financial Services blog archive

August 2018 (1)June 2018 (1)May 2018 (1)2017 (1)2012 (1)2011 (2)2007 (2)