20 October 2018

Internal Auditors in Financial Services

A Finextra Community Group

10Posts 56,465Views 3Comments

Latest blog posts

Shailendra MalikOptimum Solutions - Singapore

Governance of ML Models in a Bank

13 October 2018  |  4727 views  |  0 comments | recommendations Recommends 0

Machine learning (ML) adds a unique and sometimes overwhelming experience to a decision system. The use cases that fit for using Machine Learning approach in a bank are numerous. Usually, in banks, the departments have their own IT teams to carry out enhancements & maintenance of existing systems. Even in those banks which have adopted the sha...

TagsArtificial IntelligenceInnovation
Shailendra MalikOptimum Solutions - Singapore

Idea of Audit in AI age

09 August 2018  |  6581 views  |  0 comments | recommendations Recommends 0

Audit has always been a support function for banks that has served as the last line of defence for keeping the organisation safe from external attacks and provide assurance to business & stakeholders about the safely of the business from any malicious attempt to harm the data or assets of the business. With all companies virtually converting i...

TagsArtificial IntelligenceRegulation & Compliance
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Freddie McMahon
Freddie McMahonDF2020 Ltd - London

It is time for the Digital Transformation of Corporate Governance?

23 June 2018  |  6460 views  |  0 comments | recommendations Recommends 0

Within traditional Financial Services there is a common belief that regulation has fundamentally constrained the industry, but at the same time innovation through FinTech has blossomed. The Regulators...

TagsArtificial IntelligenceRegulation & Compliance
Bastian Nominacher
Bastian NominacherCelonis - Munich

How process mining can turbo-charge internal auditing

16 May 2018  |  4269 views  |  0 comments | recommendations Recommends 0

For years, auditors have used interviews and workshops to conduct successful company assessments. As more businesses become digitised, auditors need to blend traditional techniques with a more data-le...

TagsRegulation & ComplianceInnovation
Freddie McMahon
Freddie McMahonDF2020 Ltd - London

GDPR CUSTOMER CONSENT TERMS AND CONDITIONS IN CONTENT FORM ARE NO LONGER FIT FOR PURPOSE

06 October 2017  |  11019 views  |  0 comments | recommendations Recommends 0

GDPR CUSTOMER CONSENT: TERMS AND CONDITIONS IN CONTENT FORM ARE NO LONGER FIT FOR PURPOSE - NOW IS THE TIME FOR CHATBOT DIALOGUE Consent is to give permission for something to happen. Consent...

TagsRegulation & ComplianceInnovation
Retired Member
a non-active Finextra member

NFC to POS -- Check and mate: The end game for key loggers

20 August 2012  |  5729 views  |  1 comments | recommendations Recommends 0

I am not at all surprised at this. It is sub judice even to discuss what the investigation will reveal; yet I will risk my last cent if it is not an ‘inside job’ with the connivance of the POS folks....

TagsSecurity
Retired Member
a non-active Finextra member

The Case for QARP

09 August 2011  |  3483 views  |  0 comments | recommendations Recommends 0

A curious client recently asked – “Couldn’t financial modeling risk be diminished by introducing a Quality Assurance Review Panel (“QARP”)?” It was a simple, pragmatic question that left me momentari...

TagsRegulation & ComplianceRetail banking
Retired Member
a non-active Finextra member

Employee Fraud: The bad old story

28 May 2011  |  5170 views  |  0 comments | recommendations Recommends 0

This is what I read on employee fraud by the Financial Services Authority “one of the most serious threats”; an employee knows the inside story of process weaknesses and is often with collusion with a...

TagsRegulation & ComplianceRetail banking
Retired Member
a non-active Finextra member

PwC releases Internal Audit 2012

01 November 2007  |  4852 views  |  0 comments | recommendations Recommends 0

PwC released this study a few months ago titled "Internal Audit 2012* - A study examining the future of internal auditing and the potential decline of a controls-centric approach" Five key t...

Retired Member
a non-active Finextra member

Global Technology Audit Guides

23 October 2007  |  4175 views  |  0 comments | recommendations Recommends 0

The IIA (Institute of Internal Auditors) have produced a series of publications with guidance on IT, considering CAE (chief internal audit executive) and audit supervisors/managers as the intended aud...

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Founded by An ex-member
Date 23 Oct 2007
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This community aims to provide related links, resources and news references, and to develop a forum for internal auditors to exchange views on various related items.
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Shailendra Malik
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