MiFID

Financial Regulation: Ten Years of Toil and a Month of MiFID II

23 Feb 2018

In the past decade an unequalled amount of regulatory reform has taken place internationally across the financial services industry; a journey that has not been for the faint-hearted or those lacking in stamina and endurance! All of us involved in this marketplace; clients, institutions and service providers; know intimately that these reforms hav...

Transaction Fraud Systems and Analysis

How can you really Know Your Client if you don’t have the full picture?

13 Feb 2018

KYC is essential for two key reasons; the first is to ensure financial institutions are not enabling criminal activities and secondly to optimise important client relationships. It is now mandatory for all firms to be able to demonstrate that watertight KYC procedures are in place across every department within the organisation. Compliance needs t...

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Capital Markets Technology

Configurable CLM; Consider Yourself One of Us

24 Nov 2017

As we noted in our recent ‘Brexit’ blog, the need for managing cross-border complexity in the Client On-boarding and Lifecycle management domain now, more than ever, requires software that can provide flexible workflow and readily configurable rules. In case we have been distracted by the present focus on Brexit in recent months, let’s not forget...