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4347 Results from /regulation

Farnoush Mirmoeini

Farnoush Mirmoeini Co-founder at KYC Hub

Building an AI-Ready Procurement Function: Why We Should Be Asking Deeper Questions

The New Risk Frontier in AI Procurement AI has become everyone’s new favourite technology. A panacea that has become embedded across enterprise functions, from customer onboarding and compliance automation to operational risk management and fraud detection. Procurement teams are increasingly tasked with sourcing AI-powered solutions, often under p...

/ai /regulation

Erica Andersen

Erica Andersen Marketing at smartR AI

From Manual to Machine: How AI is Streamlining Compliance in Financial Services

Financial institutions are turning to artificial intelligence (AI) to navigate an increasingly complex regulatory landscape, transforming compliance from a burden into a potential competitive advantage amid growing pressure to innovate while maintaining strict regulatory standards. In the United States alone, banks must comply with multiple regul

/ai /regulation Artificial Intelligence and Financial Services

Rolands Selakovs

Rolands Selakovs Founder at avoided.io

Top 5 Fraud Trends Affecting High-Risk Merchants in 2025

As we navigate through 2025, high-risk merchants face a rapidly evolving fraud landscape. From AI-driven scams to rising chargeback rates, the challenges are growing more complex and costly. In 2024 alone, businesses lost $8.9 billion to chargebacks, a figure projected to rise as fraud tactics become more sophisticated. For e-commerce merchants

/payments /regulation Transaction Fraud Systems and Analysis

David Clee

David Clee Co-Founder & CEO at MirrorWeb

The Single Pane of Glass: Unifying Communications Supervision Across Channels

If you and your compliance team are jumping between separate systems just to track Slack messages, email threads, mobile chats and collaboration tools, you're not alone. The digital-first workplace has made communication faster, but supervision more fragmented, and riskier than ever. Regulators like the SEC, FINRA, and the CFTC have made it clea

/regulation /wealth Fintech

Indra Chourasia

Indra Chourasia Industry Advisor at Tata Consultancy Services (TCS)

Regulatory Compliance: Looking through AI lenses in times of regulatory divergences

Uncertainty adding new regulatory drift Amid the increased unpredictability of economic policies affecting the business landscape, the recent optimism about regulatory reforms and deregulation, expected to bring relief from the burden of onerous compliance, seems to be gradually fading out. While the costs and complexities in managing the carryove...

/ai /regulation Banking Strategy, Digital and Transformation

Satya Samal

Satya Samal Partner, Financial Services at IBM

From Outages to Resilience: Rethinking Banks’ IT Operations

In March, the Treasury Committee delivered worrying news. Since January 2023, the top nine banks faced 33 days of unplanned outages. This excludes the payday system crash in February, which makes matters worse. These IT failures dominated headlines just as the Digital Operational Resilience Act (DORA) came into force earlier this year. What’s cau...

/regulation /cloud Banking Strategy, Digital and Transformation

Barley Laing

Barley Laing UK Managing Director at Melissa

Spring clean customer databases to deliver growth in uncertain times

2025 is proving to be a challenging time for financial institutions looking to drive revenue. Organisations from the Bank of England to the IMF have been predicting a year of slow economic growth in the UK for the remainder of 2025, and now there’s uncertainty on tariffs which could have a significant negative impact on economies globally. In this...

/regulation /retail Data Management and Governance

Samuel Crompton

Samuel Crompton Associate Partner (Banking, Resilience and AI) at IBM

Evolving Operational Resilience: Moving from Compliance to Capability

With the initial PRA/FCA compliance milestones behind them, UK banks must now focus on deepening and embedding operational resilience into everyday business practices. The FCA emphasizes that resilience isn’t a one-off exercise but a dynamic, strategic capability. Firms should now transition from mapping important business services and setting imp...

/regulation /predictions

Elaine Mullan

Elaine Mullan Head of Marketing and Business Development at Corlytics

RegTech’s carrot and stick dilemma and what really makes financial firms jump?

There’s something almost farcical about the idea of selling RegTech (regulatory technology) to financial institutions. It’s like trying to sell a gym membership to someone who’s already hired a personal trainer, booked five classes and bought the lycra. And yet, many still manage to dodge the treadmill. Why? Because typically financial institutio...

/regulation

Hugo Chamberlain

Hugo Chamberlain Chief Commercial Officer at smartKYC

The Challenges of Name Redaction in Adverse Media Screening: Balancing Privacy and Public Interest

In today’s globalized compliance landscape, adverse media screening plays a critical role in identifying potential risks associated with individuals and entities. However, a fundamental challenge arises from how different legal systems approach privacy and transparency, particularly when it comes to naming individuals in media reports. Across

/ai /regulation Artificial Intelligence and Financial Services

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