Financial Services Regulation

Group founded 01 Jul 2010
Posts 552
Members 61
Group summary

This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.

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PRA explains use of BMA data in Solvency II supervision

The Bank of England has published an article by members of the PRA’s Policy Division on the role of business model analysis (BMA) in the supervision of insurers. This is in the “Topical Articles” sec...

09 Apr 2014
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PRA consults on calculation of technical provisions

The Prudential Regulation Authority (PRA) has published a consultation paper seeking views from general insurers on a draft supervisory statement which sets out the PRA’s expectations in relation to t...

09 Apr 2014
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Securities financing transactions to be more transparent

The House of Commons European Scrutiny Committee has discussed the EU draft Regulation on reporting and transparency of securities financing transactions (SFT Regulation). This details the Government...

08 Apr 2014
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Commission adopts nine RTS under CRD IV

The European Commission has adopted nine directly applicable regulatory technical standards (RTS) required by the Capital Requirements Regulation and the CRD IV Directive (together known as CRD IV). ...

08 Apr 2014
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KRX makes clearing of OTC derivatives mandatory in July 2014

The Korea Exchange (KRX) has started to provide a voluntary clearing service for Korea Won (KRW)-denominated interest rate swap (IRS) contracts to meet the G20 mandate on over-the-counter (OTC) deriva...

07 Apr 2014
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Australian Treasury consults on mandatory clearing

The Australian Treasury Department has released a proposals paper for the mandatory central clearing of interest rate derivatives denominated in USD, EUR, JPY and GBP (G4 currencies). This is the nex...

07 Apr 2014
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Pre-LOU prefixes for pre-LEI issuance published

The Regulatory Oversight Committee (ROC) of the global legal entity identifier (LEI) system has published a document setting out the four digit random number prefixes provided to sponsored pre-LOU sol...

04 Apr 2014
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IOSCO report: regulators’ supervisory powers need enhancing

The International Organisation of Securities Commissions (IOSCO) has published a consultation report on a comparison and analysis of prudential standards in the securities sector. The report highligh...

04 Apr 2014
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EIOPA updates submission of information to NCAs

The European Insurance and Occupational Pensions Authority (EIOPA) has updated its questions and answers (Q&As) on the submission of information to national competent authorities (NCAs) in connect...

03 Apr 2014
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EBA issues further updates on supervisory reporting

The European Banking Authority (EBA) has published new questions and answers (Q&As) on issues raised relating to supervisory reporting, increasing the number of Q&A to 218. The new Q&As in...

03 Apr 2014
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EBA consults on RTS on data waiver under the CRR

The Capital Requirements Regulation (CRR) requires the European Banking Authority (EBA) to develop draft regulatory technical standards (RTS) to specify the conditions under which competent authoritie...

02 Apr 2014
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ACER publishes draft manual on trade reporting under REMIT

The Agency for the Cooperation of Energy Regulators (ACER) has launched a public consultation on its Trade Reporting User Manual (TRUM) for trade reporting under the Regulation for Wholesale Markets I...

02 Apr 2014

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