Community

Join the Community

22,170
Expert opinions
44,217
Total members
418
New members (last 30 days)
211
New opinions (last 30 days)
28,723
Total comments
Join Sign in

FCA final guidance on code of practice

  0 Be the first to comment
Retired member
Unfollow

 

The FCA has updated Finalised Guidance (FG13/3) on its Code of Practice for the
relationship between external auditor and the supervisor.

The Final Guidance sets out five principles that seek to regulate the
relationship between external auditors and supervisors, covering:

  • the auditor’s duty to report;
  • sharing of information between the parties in a timely
    fashion;
  • maintaining an open, cooperative and constructive relationship;
  • engagement in regular dialogue; and
  • treating information shared between the parties or received form regulated firms confidentially.

 Related Link:

http://www.fca.org.uk/static/documents/finalised-guidance/fg13-03.pdf

External

This content is provided by an external author without editing by Finextra. It expresses the views and opinions of the author.

3262
 

Share

 
 
 
 
 
 

Financial Services Regulation

This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.

Join group

567 opinions 70 members

Comments: (0)

More expert opinions

Prashant Bhardwaj

Prashant Bhardwaj Innovation Manager at Crif

Scammed in Silence: Unveiling the Digital Fraud Crisis in Rural Areas

2

Steve Britain

Steve Britain CEO at Monument Technology

Digitising mutuals: Embracing technology to enhance the member experience

Kajal Kashyap

Kajal Kashyap Business Development Executive at Itio Innovex Pvt. Ltd.

Why White-Label Payment Gateways Are Revolutionizing Business Payments

Nick Green

Nick Green Director at Purple Patch Broking Ltd

When's the best time to renegotiate your credit bureau contract?

See all opinions

External

This content is provided by an external author without editing by Finextra. It expresses the views and opinions of the author.

Join the Community

22,170
Expert opinions
44,217
Total members
418
New members (last 30 days)
211
New opinions (last 30 days)
28,723
Total comments
Join Sign in

Trending

Kathiravan Rajendran

Kathiravan Rajendran Associate Director of Marketing Operations at Macro Global

Strategy that Banks should consider in 2025 to outpace fintechs and MTOs in Cross Border Payments

Scott Dawson

Scott Dawson CEO at DECTA

SMEs, AI and PSD3 – Everything You Need To Know About What’s Coming in 2025

Roman Eloshvili

Roman Eloshvili Founder and CEO at XData Group

The Rise of Agentic AI: How It Will Revolutionize FinTech by 2025

Daniel Meyer

Daniel Meyer CTO at Camunda

Orchestrating Financial Services Processes with Business Strategy

Now Hiring

All companies

Welcome to Finextra. We use cookies to help us to deliver our services. You may change your preferences at our Cookie Centre.

Please read our Privacy Policy.

Accept