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35 Results from /regulation, "Citi"

/regulation

Citi launches heat map of market infrastructure risk

Citi has introduced the Market Infrastructure Risk Heat Map ("Risk Map") to provide investor and intermediary clients with comprehensive risk evaluations for each market in Citi's global network.

/regulation

Citi launches OpenAi for alternative investment clients

Citi has launched OpenAi, a specialized range of information delivery and reporting technology to support the delivery of leading solutions for Citi's alternative investment clients.

/regulation

Citi introduces custody services for segregated collateral accounts

Citi has expanded its Citi OpenInvestor suite of investment services to include Segregated Collateral Custody Accounts that help clients better mitigate counterparty risk, provide asset safety, and improve collateral efficiency.

/regulation

Finra slaps $500k fine on Citigroup for supervisory failings in employee theft case

The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Citigroup Global Markets, Inc. $500,000 for failing to supervise Tamara Moon, a former registered sales assistant at the firm's branch office in Palo Alto, California. Over an 8 year period, Moon misappropriated $749,978 from 22 customers, falsified account records and engaged in unauthorized trades in customer accounts.

/regulation

Citi awarded Sagicor Life Jamaica mandate

Citi today announced that it has been awarded a mandate from Sagicor Life Jamaica Limited to provide a comprehensive suite of hedge fund services to the financial services firm.

/regulation

Citi reports Global X Funds mandate

Citi today announced that it has won a mandate to provide third-party securities lending services for Global X Funds' family of exchange traded funds.

/regulation

Citibank Online Investments upgraded

Citi today announced its Global Transaction Services has launched new enhancements of its award-winning Citibank Online Investments (OLI).

/regulation

LCH.Clearnet and Citi team on Chi East post trade

Citi's Global Transaction Services has been selected by LCH.Clearnet Ltd (LCH.Clearnet) to perform settlement agent bank services for the first Pan Asian dark pool, Chi East.

/regulation

SEC slaps $75 million subprime penalty on Citi and two executives

The Securities and Exchange Commission today charged Citigroup Inc. with misleading investors about the company's exposure to subprime mortgage-related assets. The SEC also charged one current and one former executive for their roles in causing Citigroup to make the misleading statements in an SEC filing.

/regulation

Citi launches AutoFX Passive Hedge service

Citigroup's Global Transaction Services and Foreign Exchange & Local Markets (FXLM) Group today announced the launch of the AutoFX Passive Hedge service, leveraging the key functionality of Citigroup's AutoFX offering to provide institutional asset owners with a completely passive, automated hedging capability to lower foreign exchange (FX) risk.

/regulation

Citi launches middle office fund service with heat mapping tech

Citigroup today announced the launch of CitiDirect Performance and Risk Measurement Service (Prism), an industry first performance and risk reporting middle-office application using leading-edge visualization technology.

/regulation

Citi enhances treasury analytics service

Citi today announced that it has enhanced its custody and investor services capabilities with new online reporting functionality to help clients address the regulatory reporting requirements of the Financial Accounting Standards Board (FASB) issued Statement 157 (FAS 157).

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