Reporting/compliance

922 articles tagged with this keyword

All articles with this keyword
Apply Cancel

/people

FinTech Australia names first policy lead

FinTech Australia has appointed former Federal Government adviser Nick Kavass as its first Policy Lead.

/security

Shufti Pro to deliver AML verification for Mintus art platform

UK-based Shufti Pro, a leader in identity verification solutions, today announced it has been selected by art investment platform Mintus to provide leading-edge KYC and AML identity verification solutions.

/security

FullCircl enhances HMRC Import and Export Data Extension

FullCircl, the Customer Lifecycle Intelligence (CLI) platform that helps B2B companies in financially regulated industries do better business faster, has launched its latest Premium Data Extension (PDE). The new HMRC Import and Export Data Pack allows users to understand which of their customers are trading internationally – critical for KYC, AML, and continuous due diligence monitoring, as well as identifying opportunities to support customers and cross-sell products and services.

/crime

Lucinity secures $17 million to fight financial crime

Lucinity today announced the closing of a $17 million Series B investment round, led by Keen Venture Partners and joined by Experian and its major existing investors, Crowberry Capital, Karma Ventures, and byFounders.

/startups

Nstart secures credit institution license

Swedish fintech Nstart has been granted a license to operate as a credit institution by the Swedish Financial Services Authority. The license will allow Nstart to offer both deposits and lending and give more Europeans the opportunity to free themselves from over-indebtedness.

/people

Former Estonian financial regulator tasked with securing crypto license for SG Veteris

Today, global cryptocurrency-based fintech services group, SG Veteris, which is headquartered in London, has announced the appointment of industry heavyweight, Raul Malmstein, to establish a new office in Estonia, SG Veteris Estonia OÜ and to secure a cryptocurrency license.

/security

allpay launches Confirmation of Payee solution

allpay are delighted to announce the launch of their Confirmation of Payee solution. Built inhouse, the technology will allow the Hereford based payment service provider’s 16,000 Banking Lite cardholders to benefit from the Open Banking ecosystem.

/sustainable

Aviva adds to ESG profiling tool

Aviva has today announced further enhancements to their ESG Profiling tool on the Aviva Advised platform. ESG Profiler, powered by FNZ Impact, an ESG solution integrated into FNZ’s wider global wealth management platform, will now offer a downloadable customer report, enabling advisers to include ESG factors in client conversations. An additional ESG-focussed preference – Air Pollution – has also been added.

/wealth

CAIS and Advisor Group partner to provide alternative investment education

CAIS, the leading alternative investment platform for independent financial advisors, today announced its selection by Advisor Group to provide a platform solution for improved alternative investment access, education and transaction workflow. Advisor Group is the nation’s largest network of independent wealth management firms with over 10,100 financial advisors overseeing more than $515 billion in client assets.

/inclusion

LAB Group partners with Complii to simplify financial advice

Australia’s most connected account opening platform provider, LAB Group (“LAB” or “the Company”), is pleased to announce that it has partnered with Complii FinTech Solutions Ltd (ASX: CF1) (“Complii”) to streamline digital onboarding for Complii’s clients.

/regulation

Trulioo unveils resources to support modern security professionals

Global identity verification leader, Trulioo, today launched a set of resources to support modern security professionals as they shape safety and security practices in the digital world. Recent data found that compliance, risk and IT security professionals are critical to supporting business growth. These individuals are highlighted on the new Champions of Trust microsite, designed to support these professionals on their career paths, amplify their contributions and foster collaboration in an industry that is quickly becoming a driving force of innovation.

/wealth

Rathbones picks InvestCloud for client lifecycle management

InvestCloud, a global technology platform that is transforming the financial industry’s approach to digital, has been selected by Rathbones Group Plc (“Rathbones”), one of the UK’s largest discretionary wealth managers, to provide client lifecycle management (CLM), including digital prospecting, onboarding and servicing capabilities as well as client reporting solutions to help Rathbones improve operational efficiency and support its overall business strategy.

/wealth

FinClear to use Broadridge’s SFCM FastStart

To assist in optimising their securities finance offering, FinClear, the leading wealth management infrastructure provider in Australia, has selected Broadridge Financial Solutions, Inc. (NYSE:BR), a global Fintech leader. Broadridge’s Securities Finance and Collateral Management (SFCM) FastStart solution provides FinClear and its clients with enhanced functionalities in this area of the business.

/regulation

SteelEye reinforces commitment to SOC 2 compliance

SteelEye, the compliance technology and data analytics firm, has reinforced its commitment to ensuring institutional-grade data security by achieving System and Organisation Controls (SOC) 2 compliance.

/retail

ZA Bank receives Type 1 SFC licence

Hong Kong’s No.1 virtual bank ZA Bank has expanded its footprint into investment business as the first local digital-only bank to be licensed by the Securities and Futures Commission (SFC) for Type 1 regulated activity (dealing in securities).

/regulation

Viola Money enters administration

On 21 December 2021, a special administration order was made by the Court, in relation to Viola Money (Europe) Limited, under the 2021 Payment and Electronic Money Institution Insolvency Regulations.

/wholesale

Barclays to operate as foreign ADI in Australia

Barclays today announced that the Australian Prudential Regulation Authority (APRA) has authorised Barclays Bank PLC to operate as a foreign authorised deposit-taking institution (ADI) in Australia. Barclays Bank PLC Australia Branch is targeted to go-live as a foreign bank branch locally in April 2022.

/regulation

Broadridge proxy voting service goes live in France

Global Fintech leader Broadridge Financial Solutions, Inc. (NYSE:BR), and SLIB, a leading-edge software vendor in electronic voting and securities services based in France, have announced the live operational running of their joint cross-border proxy voting solution.

/identity

GBG acquires Acuant

GB Group plc (AIM: GBG), the experts in digital location, identity and identity fraud software, has today announced that it has reached agreement to acquire Acuant, a leading identity verification and KYC/AML compliance provider, for a cash-free, debt-free enterprise value of $736 million. The acquisition of Acuant brings together two of the leaders in the global digital identity market with a combined revenue of c.£265 million.

/sustainable

EY verifies Meniga's carbon footprint calculator

Meniga (www.meniga.com), the global leader in digital banking and personal finance solutions, today announced that the index underpinning its innovative green banking solution ‘Carbon Insight’ - which allows banking app users to track and reduce their carbon footprint - has been reviewed by EY, one of the “Big-4” accounting & professional services firms in the world.

Welcome to Finextra. We use cookies to help us to deliver our services. You may change your preferences at our Cookie Centre.

Please read our Privacy Policy.

Accept