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Anna Monteiro

Global Head of Business and Product Development
www.solutions-atlantic.com
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Followed by John Sims, Martha Boyle and 5 others you follow
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Anna Monteiro

SEC 13F THRESHOLD PROPOSAL MAY BE DOWN BUT NOT YET DEAD

On 10 July 2020, the SEC released for comment a proposed rule that would change the reporting threshold for Form 13F from $100 million to $3.5 billion for institutional investment managers. The SEC thought it was a good time to increase the threshold which was established 45 years ago to reflect the change in size and structure of the U.S. equitie...

18 November 2020 /regulation /markets Financial Services Regulation

Anna Monteiro

Changes in Foreign Direct Investments Part II

As a follow up to the blog published on 8 June, foreign direct investment oversight continues with several countries issuing new rules or extending previously established rules. While much of this stems from COVID-19 and the uncertainty of market stability, it also speaks to the lack of trust governments have for their foreign counterparts. Since...

10 September 2020 /regulation /markets Financial Services Regulation

Anna Monteiro

Investing in Sweden - Take Note

It’s July, so naturally, things are starting to heat up here in the northeastern part of the US. Taking a look back at the first half of the year, regulatory organizations were also heating up. I’ve previously written about the need for automation to support global shareholding disclosure obligations due to changes in short position reporting, and...

14 July 2020 /regulation /markets Financial Services Regulation

Anna Monteiro

COVID-19 Brings Renewed Concerns Over Foreign Direct Investments

Late 2018 into early 2019, there was increasing attention put on foreign direct investment in sensitive sectors by several major jurisdictions. At that time, the driver for this focus was a volatile political landscape stemming from the breakdown of trade between the US and China, as well as uncertainty of the US’ involvement in NATO and Russia’s ...

08 June 2020 /regulation /markets Financial Services Regulation

Anna Monteiro

COVID-19 Highlights the Need for Automation in Shareholding Disclosure

Shareholding disclosure, the requirement to report holdings in publicly traded companies to regulatory agencies, has been a regulatory obligation for decades. But like most regulatory obligations, firms try to manage the burden with manpower first. So, between OMS reports and excel spreadsheets, compliance officers try their best to determine what...

04 May 2020 /regulation /markets Financial Services Regulation

Anna writes about

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