OTC derivatives market participants are receiving a growing number of requests from their dealers to novate swaps from a one entity to another within the same dealer group. Many of these requests are borne out of regulatory necessity, particularly ring-fencing rules coming into force for large dealers in the UK beginning on 1st January 2019 in co...
08 August 2018 /regulation Capital Markets Technology
When ESMA announced in late 2016 that the quantitative threshold assessment under the MIFID II Systematic Internaliser (SI) regime would commence from 1st September 2018, rather than 3rd January 2018, many in the dealer community breathed a sigh of relief. This was understandable, as it bought time for those dealers likely to be assessed as SIs, b...
29 August 2017 /regulation MiFID
Aaron McPhersonConsulant at Independent
Masha CilliersAdvisor, Director, NED at Independent
Gopalan SIndependent Consultant at Independent
Shailesh GroverChief Digital and Innovation Officer at Independent
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