NewSmith Asset Management deploys Eze Castle compliance technology

NewSmith Asset Management deploys Eze Castle compliance technology

London fund manager NewSmith Asset Management is implementing Eze Castle Software's (ECS) real-time compliance technology Watchtower.

NewSmith will use the Watchtower product to manage pre- and post-trade compliance with UK market regulations and client-mandated investment restrictions.

The vendor says its software willl enable NewSmith to monitor client positions, fund cash limits and limitations on security types and markets. Integration of Watchtower with Eze's trading system ensures data integrity and real-time interaction for compliance checks.

Matt Weir, head of risk and control, NewSmith, says: "The flexibility of the Watchtower compliance product enables us to monitor compliance and risk across all positions and funds. The real-time integration with our OMS and e-mail system allows us to stay on top of investment compliance monitoring and exposure risks. We are alerted instantly when potential compliance issues arise."

Sean Sullivan, EVP, director of global sales, says the product offers clients a seamlessly integrated real-time compliance system without the heavy burden of data synchronisation.

"It provides the necessary tools and flexibility for monitoring investment compliance and minimizing the impact of risk to both the firm and their clients. It is a solution that affords a valuable safety net to the whole investment process," adds Sullivan.

Comments: (0)

Featured Job
All Jobs »
London, UK

Marketing Manager, Fintech (London)

to £65K base + bonus

13 Sep