23 February 2017
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Latest articles for Commodity Futures Trading Commission


CFTC fines Citigroup $25 million for spoofing in treasury futures markets

19 January 2017  |  3067 views  |  0 Company announcement

The U.S. Commodity Futures Trading Commission (CFTC) issued an Order today filing and settling charges against Citigroup Global Markets Inc. (Citigroup) for spoofing — bidding or offering with the intent to cancel the bid or offer before execution — in U.S. Treasury futures markets and for failing to diligently supervise the activities of its employees and agents in conjunction with the spoofing orders.


Clearing houses pass CFTC stress tests

16 November 2016  |  1862 views  |  0 Company announcement

The Staff of the U.S. Commodity Futures Trading Commission (CFTC) today issued a report detailing the results of a supervisory stress test of major clearinghouses.


CFTC stirs outrage over algo trading source code proposals

04 November 2016  |  4690 views  |  0 News

The Commodity Futures Trading Commission (CFTC) has approved proposals that would give it easier access to algorithmic traders' source code.


CME Europe approved as a Foreign Board of Trade by CFTC

01 November 2016  |  1894 views  |  0 Company announcement

CME Europe, CME Group's European multi-asset class exchange, today announced that the U.S. Commodity Futures Trading Commission has registered it as a Foreign Board of Trade (FBOT).


CFTC fines Barclays over trade confirmation fails

23 September 2016  |  4299 views  |  0 Company announcement

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Barclays Bank PLC (Barclays) for failing to create, maintain, and promptly produce required confirmations for a significant number of Exchange for Related Position (EFRP) trades in violation of CFTC Regulations.


CFTC approves rules to strengthen cyber resilience in financial markets

09 September 2016  |  6930 views  |  0 News

US exchanges, clearing houses, trade repositories and dealing platforms will have to test their systems for cyber-vulnerabilities at least once a quarter under new rules approved by the Commodity Futures Trading Commission.


Deutsche Bank accused of multiple failures in swaps data reporting

19 August 2016  |  7373 views  |  0 News

Deutsche Bank is facing sanctions from US regulators over a catalogue of failures that afflicted its swaps data reporting functions.


CFTC extends designation of DTCC-Swift as LEI provider

18 July 2016  |  2010 views  |  0 Company announcement

The U.S. Commodity Futures Trading Commission (CFTC) announced today that it has issued an Order extending, by one year, the designation of the utility operated by DTCC-SWIFT as the provider of legal entity identifiers, or LEIs, as required by CFTC’s swap data recordkeeping and reporting rules.


CFTC Commissioner hails potential of distributed ledger tech for regulators

12 April 2016  |  6417 views  |  0 News

Policymakers and regulators should adopt a 'do no harm' approach to the use of blockchain technology in financial services, according to Commodity Futures Trading Commission (CFTC) Commissioner J Christopher Giancarlo, who also argues that the distributed ledger could be a boon for watchdogs by improving transparency.


FIA criticises scope of CFTC automated trading rules

17 March 2016  |  1355 views  |  0 Company announcement

"Automated trading has revolutionized markets, enhancing efficiency and contributing to liquidity," said Walt Lukken, president and CEO of FIA.

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