26 September 2016
Business Intelligence: A Tech Revolution for the Evolution in Compliance

Latest articles for Commodity Futures Trading Commission

 

CFTC fines Barclays over trade confirmation fails

23 September 2016  |  3426 views  |  0 Company announcement

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Barclays Bank PLC (Barclays) for failing to create, maintain, and promptly produce required confirmations for a significant number of Exchange for Related Position (EFRP) trades in violation of CFTC Regulations.

 

CFTC approves rules to strengthen cyber resilience in financial markets

09 September 2016  |  5727 views  |  0 News

US exchanges, clearing houses, trade repositories and dealing platforms will have to test their systems for cyber-vulnerabilities at least once a quarter under new rules approved by the Commodity Futures Trading Commission.

 

Deutsche Bank accused of multiple failures in swaps data reporting

19 August 2016  |  6432 views  |  0 News

Deutsche Bank is facing sanctions from US regulators over a catalogue of failures that afflicted its swaps data reporting functions.

 

CFTC extends designation of DTCC-Swift as LEI provider

18 July 2016  |  1866 views  |  0 Company announcement

The U.S. Commodity Futures Trading Commission (CFTC) announced today that it has issued an Order extending, by one year, the designation of the utility operated by DTCC-SWIFT as the provider of legal entity identifiers, or LEIs, as required by CFTC’s swap data recordkeeping and reporting rules.

 

CFTC Commissioner hails potential of distributed ledger tech for regulators

12 April 2016  |  6083 views  |  0 News

Policymakers and regulators should adopt a 'do no harm' approach to the use of blockchain technology in financial services, according to Commodity Futures Trading Commission (CFTC) Commissioner J Christopher Giancarlo, who also argues that the distributed ledger could be a boon for watchdogs by improving transparency.

 

FIA criticises scope of CFTC automated trading rules

17 March 2016  |  1229 views  |  0 Company announcement

"Automated trading has revolutionized markets, enhancing efficiency and contributing to liquidity," said Walt Lukken, president and CEO of FIA.

 

Cyber risks pose the single biggest threat to modern financial markets - CFTC

04 December 2015  |  9581 views  |  0 News

Cyber risks are the "number one threat to 21st century financial markets", far outstripping the disruptive potential of advances in automated trading and emerging technologies like the blockchain, a senior official at the Commodity Futurues Trading Commission has warned.

 

GlobalRisk and Interactive Data collaborate to supply data assets to the CFTC

19 November 2015  |  1766 views  |  0 Company announcement

Interactive Data, a leading provider of low-latency technology and market data feed services and GlobalRisk, a developer of risk management software, have collaborated to deliver trading risk analysis and financial data to the U.S. Commodity Futures Trading Commission (CFTC).

 

CFTC fines ANZ for large trader reporting failures

18 September 2015  |  2205 views  |  0 Company announcement

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Australia and New Zealand Banking Group Ltd. (ANZ), an Australia-based financial services company, for failing to comply with its obligation to submit accurate large trader reports (LTRs) for physical commodity swap positions, in violation of Section 4s(f) of the Commodity Exchange Act (CEA) and CFTC Regulations 20.4 and 20.7.

 

CFTC institutes first action against bitcoin options trader

18 September 2015  |  4552 views  |  0 News

In its first action against an unregistered bitcoin options trading platform, the Commodity Futures Trading Commission (CFTC) in the US has ruled that virtual currencies are a commodity and as such should come under the purview of the Commodity Exchange Act (CEA).

Previous 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 Next
Find out moreFind out moreVisit www.smartstream-stp.com

Top topics

Most viewed Most shared
hands typing furiouslyGoogle's Larry Page buys a 'major global b...
13116 views 0 | 31 tweets | 25 linkedin
RBS tests demonstrate ability of Ethereum to support a national domestic payments systemRBS tests demonstrate ability of Ethereum...
11728 views comments | 45 tweets | 31 linkedin
Banks test blockchain for reference data managementBanks test blockchain for reference data m...
8367 views comments | 16 tweets | 25 linkedin
Deutsche Bank teams up with accelerator to back fintech startupsDeutsche Bank teams up with accelerator to...
7065 views comments | 12 tweets | 5 linkedin
Swift beware: Ripple signs banks to global payments steering groupSwift beware: Ripple signs banks to global...
6933 views comments | 31 tweets | 14 linkedin

Solution source

Search by company or single key word