Post-trade & ops

1194 articles tagged with this keyword

/Post-trade & ops

KYC Exhange Net launches Web-based platform for due diligence data sharing

Switzerland-based KYC Exchange has launched a Web-based communication platform for Know Your Customer (KYC) and Customer Due Diligence (CDD) data sharing for the international banking community

/Post-trade & ops

Regulators slate financial firms for poor counterparty risk measures

Five years after the financial crisis, progress on timely and accurate counterparty risk measures has been largely unsatisfactory, reports the Financial Stability Board.

/Post-trade & ops

Europe reaches agreement on MiFID reforms

A comprehensive rewrite of rules governing trading in financial markets has been agreed by the European Parliament and the bloc's Council of Ministers.

/Post-trade & ops

Finextra Future Money presents: How to succeed as a fintech start-up

Finextra is inviting start-up companies in London to participate in the first of a series of breakfast roundtables ahead of the forthcoming Future Money conference, run in association with fintech accelerator space Level39.

/Post-trade & ops

Barclays fined $3.75m for electronic record keeping failures

US regulator Finra has slapped Barclays Capital with a $3.75 million fine for a decade-long failure to properly preserve electronic records, e-mails and instant messages.

/Post-trade & ops

2013: That was the year that was

As Finextra pulls the shutters down on 2013, we take a look back at our most popular news stories, videos, features and blogs over the course of the past year. The site will re-open for business on 2 January 2014.

/Post-trade & ops

European Union reaches agreement on settlement reforms

The European Parliament has hammered out an agreement on safeguards aimed at protecting the financial system from failures at central securities depositories.

/Post-trade & ops

SunGard runs global corporate hackathon

Fintech powerhouse SunGard is sharing the results of a two-day corporate hackathon which saw 103 teams in 17 cities around the world compete to develop innovative new financial service apps.

/Post-trade & ops

SIA and Colt win Monte Titoli network tender for T2S

SIA, in partnership with Colt, has won the tender to connect Italian depository Monte Titoli to Target2-Securities (T2S), the new centralised European platform for the settlement of domestic and cross-border securities transactions.

/Post-trade & ops

UK and Ireland to move to T+2 settlement

The UK and Irish capital markets are to move to a shortened T+2 securities settlement timeframe with effect from October 2014.

/Post-trade & ops

Hong Kong brokers tap Markit to meet new e-trading and algo rules

A collection of Hong Kong-licensed brokers have enlisted Markit to help them comply with new electronic trading rules on the island.

/Post-trade & ops

Noll quits Nasdaq OMX for ConvergEx

Nasdaq transaction services lead Eric Noll has quit the US exchange to join capital markets brokerage and tech house ConvergEx Group as president.

/Post-trade & ops

Live Blog: Swift Nordics Regional Conference 2013

Compliance and beyond: navigating challenges and exploring opportunities in the Nordic financial landscape

/Post-trade & ops

CME Group says ClearPort was hacked in July

Exchange operator CME Group says that its ClearPort clearing system was hacked in July, compromising customer information.

/Post-trade & ops

EU-backed social media sentiment project releases market surveillance tool

Project First, the European Union-backed research effort to find a way of extracting and analysing financial services-related sentiment from social media networks, has concluded with the launch of a prototype market surveillance system.

/Post-trade & ops

Finextra partners Level39/Innotribe for Future Money innovation conference

Finextra and Level39, in association with Innotribe, are to host a two-day conference exploring the new wave of innovation sweeping across the financial services sector.

/Post-trade & ops

Risk IT spending continues upwards trend - Chartis

In 2014, financial institutions globally will invest $28.1bn in risk IT; rising 13% by 2015 to $31.8bn, according to research from Chartis.

/Post-trade & ops

MillenniumIT signs Singapore Stock Exchange as first post-trade technology customer

The Singapore Stock Exchange is to be the first customer for Millennium PostTrade, a new multi-asset clearing, settlement, risk and CSD technology platform from the London Stock Exchange's technology arm.

/Post-trade & ops

DTCC opens Singapore trade repository

The Depository Trust & Clearing Corporation (DTCC) has received approval from the Monetary Authority of Singapore (MAS) to operate a global trade repository (GTR) for OTC reporting and has begun processing its first trades.

/Post-trade & ops

Deutsche Bourse IT reshuffle continues as Keller named CIO

The ongoing restructuring of IT responsibilities at Deutsche Börse continues as the German exchange names Swiss-born IT engineer Rene Keller from Information Mosaic as its new Chief Information Officer.