Post-trade & ops

2343 articles tagged with this keyword

/Post-trade & ops

SBI Securities adopts Broadridge's post-trade tech

SBI Securities Co., Ltd., one of Japan's largest online securities companies, has selected Broadridge Financial Solutions' (NYSE: BR) post-trade technology solution.

/Post-trade & ops

Panama's Bank Association endorses Swift's KYC Registry

SWIFT today announces that Panama's Bank Association, PBA, with regional membership of 71 domestic and international banks, endorses The Know Your Customer (KYC) Registry, a centralized repository that maintains a standardised set of information on correspondent banks' requirements for KYC compliance.

/Post-trade & ops

Fonetic ATRT introduces mismatched trade detection

Fonetic today announced that its ATRTM integra automatic trade reconstruction solution uniquely integrates banks’ Front, Middle and Back offices to ensure fast and early detection of mismatched trades.

/Post-trade & ops

Banque Internationale à Luxembourg selects SunGard’s Ambit for credit management

Banque Internationale à Luxembourg SA (BIL), the oldest private bank in Luxembourg, has chosen SunGard’s Ambit credit management solution to help improve its client service and the long-term efficiency of its credit activities and lending processes.

/Post-trade & ops

CLS adds Hungarian forint to settlement system

CLS Group (CLS), a leading provider of risk mitigation and operational services for the global foreign exchange (FX) market, has started settling payment instructions in the Hungarian forint (HUF) on behalf of its settlement members, bringing to 18 the total number of currencies eligible for settlement through CLS.

/Post-trade & ops

Finra fines Scottrade $2.6 million for failing to retain electronic records

The Financial Industry Regulatory Authority (FINRA) announced today that it fined Scottrade, Inc. $2.6 million for failing to retain a large number of securities-related electronic records in the required format, and for failing to retain certain categories of outgoing emails.

/Post-trade & ops

Berthold Kracke appointed CEO of Clearstream Banking

The Supervisory Board of Clearstream Banking AG has appointed Berthold Kracke (49) as new Chief Executive Officer, effective 16 November 2015.

/Post-trade & ops

Deutsche Bourse restructures

Deutsche Börse: Deutsche Börse AG will realign the assignment of responsibilities within its Executive Board, effective 1 January 2016.

/Post-trade & ops

FirstRand joins CLS as new settlement member

CLS Group (CLS), a leading provider of risk management and operational services for the global foreign exchange (FX) market, and FirstRand, one of South Africa’s largest financial institutions, today announced that FirstRand joined CLS as a settlement member.

/Post-trade & ops

Abide Financial applies to become a Trade Repository

Abide Financial, a market leading global transaction reporting specialist, has applied to become a Trade Repository under EMIR (European Market Infrastructure Regulation).

/Post-trade & ops

Nutmeg moves back office inhouse with Babel Systems

Nutmeg has gone live on Babel Systems’ modern open back-office; to support growth in trading volumes, as well as operational efficiencies through its middle and back office.

/Post-trade & ops

Options partners with TraderServe for trading compliance tool AlgoGuard

Options, the leading managed service and IT infrastructure provider to the global capital markets industry, has today announced it has partnered with software and appliance vendor, TraderServe.

/Post-trade & ops

Deutsche Bourse to use Percival tech for emerging economies focus

Percival Software Limited will support global financial market infrastructure provider Deutsche Börse Group in offering a comprehensive capital market technology infrastructure for developed and emerging economies.

/Post-trade & ops

American G-SIB goes live on AxiomSL’s platform in Germany, France and the UK

AxiomSL, the leading global provider of regulatory reporting and risk management solutions, announced today that an American global systemically important bank (G-SIB) has gone live on AxiomSL’s platform in Germany, France and the United Kingdom (UK), following an implementation project that was completed in just three months.

/Post-trade & ops

Accedian delivers real-time performance reporting to Colt PrizmNet

Accedian Networks, the end-to-end network performance experts, announced today that its VisionMetrix software-as-a-service (SaaS) platform has been deployed by Colt to deliver in-depth, near real time, advanced network reporting and tailored service level agreement (SLA) reporting for its newly launched financial extranet service—Colt PrizmNet.

/Post-trade & ops

ITG flogs energy research unit to Warburg Pincus

ITG (ITG), a leading independent broker and financial technology provider, today announced that it has signed a definitive agreement to sell the Calgary-based unit of ITG Investment Research (the “energy research group”) to Warburg Pincus, a global private equity firm focused on growth investing.

/Post-trade & ops

Duco opens European HQ in Luxembourg

Duco, a London-based fintech provider of hosted reconciliation services, today announced the establishment of its European regional headquarters in Luxembourg as the next step in its global expansion plans.

/Post-trade & ops

CameronTec expands footprint in Japanese capital markets

CameronTec Group, the global standard in financial messaging infrastructure and tools for the global Capital Markets, today announced it has expanded Japan operations to support its large growing client base in the region.

/Post-trade & ops

Risk Focus engages with Kaizen to certify MiFIR Validation Module

Risk Focus, a leading provider of Regulatory Trade Reporting solutions to the global capital markets, has engaged Kaizen Reporting, a leading regulatory reporting testing and compliance firm, to certify its forthcoming MiFIR Validation Module (MiFIR.Validate.Trade).

/Post-trade & ops

Unigestion goes live with SimCorp Dimension

SimCorp, a leading provider of investment management solutions and services for the global financial services industry, announces that Unigestion, a Swiss asset manager with EUR 15.3bn in assets under management, has successfully completed the implementation of SimCorp Dimension.