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EC launches antitrust probe into CDS market

/Reporting/compliance

EC launches antitrust probe into CDS market

The world's biggest investment banks are being investigated in two European Commission antitrust probes into the credit default swaps (CDS) market.

HSBC Insurance taps IBM for Solvency II compliance

/Reporting/compliance

HSBC Insurance taps IBM for Solvency II compliance

HSBC's UK insurance business has selected IBM to help it develop and roll out a business analytics system ahead of upcoming European Solvency II legislation.

European OTC market far smaller than claimed - study

/Reporting/compliance

European OTC market far smaller than claimed - study

Around 16% of European share trading is over-the-counter (OTC), far less than claimed by stock exchanges, according to a study from the Association for Financial Markets in Europe (Afme).

CFTC Commissioner Chilton hits out at proposals to delay financial reform

/Reporting/compliance

CFTC Commissioner Chilton hits out at proposals to delay financial reform

CFTC Commissioner Bart Chilton has hit back at Republican plans to delay for 18 months all rulemakings involving derivatives under the Dodd-Frank financial regulation law.

OTC derivatives market reform stalling - FSB

/Reporting/compliance

OTC derivatives market reform stalling - FSB

Central bankers have expressed fears that reform of the over-the-counter derivatives markets is being hampered by delays and inconsistencies in approaches across national jurisdictions.

Finextra Dinner Club: Turning compliance into a competitive edge

/Reporting/compliance

Finextra Dinner Club: Turning compliance into a competitive edge

The next meeting of the Finextra Dinner Club will focus on critical compliance issues for banks and feature presentations from Nicholas Child, MD and director of compliance at Citi, Simon Gleeson, partner in the financial services practice of Clifford Chance and Keith Saxton, director, global banking and financial markets for IBM.

CFTC to explore reference data repository for derivatives

/Reporting/compliance

CFTC to explore reference data repository for derivatives

The Commodity Futures Trading Commission is contemplating the creation of a new 'Division of Market Data Collection and Analysis' to keep pace with computer-based trading and reduce its reliance on the exchanges it regulates for data dissemination.

US regulators win bigger budgets

/Reporting/compliance

US regulators win bigger budgets

US financial regulators the Commodity Futures Trading Commission and the Securities and Exchange Commission have been awarded big budget increases by the Senate Appropriations Committee.

Machine-readable OTC derivatives contracts move a step closer

/Reporting/compliance

Machine-readable OTC derivatives contracts move a step closer

Regulatory efforts to introduce more automation in manually-driven over-the-counter derivatives trading have been advanced by the publication of new research into the feasibility of rendering OTC documentation in machine-readable format.

European exchanges hit out at broker networks

/Reporting/compliance

European exchanges hit out at broker networks

Europe's exchanges have hit out at plans to create a new type of trading venue category as part of MiFID's overhaul, warning the proposal will cause an "irreversible race to the bottom" for regulation.

European Central Bank warns of Sepa failure in the absence of binding legislation

/Reporting/compliance

European Central Bank warns of Sepa failure in the absence of binding legislation

The European Central Bank has called on Brussels to impose concrete end-dates for the imposition of new payments instruments under the Single Euro Payments Area (Sepa) project.

Exchanges and vendors unite over consolidated tape

/Reporting/compliance

Exchanges and vendors unite over consolidated tape

European stock exchanges together with Thomson Reuters, Bloomberg, the LSE and Nyse Euronext have agreed a framework for developing a consolidated tape of post-trade equity reporting data across Europe.

Dodd-Frank snares hedgies in compliance net; Capital demands to hobble banks

/Reporting/compliance

Dodd-Frank snares hedgies in compliance net; Capital demands to hobble banks

Implementation of the Dodd-Frank financial reform laws in the US will force the largest hedge funds that pose the most risk to the system to register with the SEC, ushering in a new era of compliance and transparency for the private fund industry, according to a white paper from Citi Prime Finance.

Indian securities watchdog imposes Web rules

/Reporting/compliance

Indian securities watchdog imposes Web rules

The Securities and Exchange Board of India (SEBI) is calling on intermediary firms to toughen up their controls governing employee use of blogs, chat forums and instant messaging sites.

UCITS IV, Mifid II, & Basel III

/Reporting/compliance

UCITS IV, Mifid II, & Basel III

David Green, head of change - group and oversight, at Fidelity International speaks with Finextra about how the industry is dealing with UCITS IV, Mifid II, Basel III and a slew of proposed regulations and directives.

Thomson Reuters partners Redkite on market surveillance

/Reporting/compliance

Thomson Reuters partners Redkite on market surveillance

Thomson Reuters has struck a deal with Redkite that will see it offer the vendor's real-time market surveillance system over its Elektron data distribution network and hosting environment.

Regulatory changes to spur brokers' market surveillance spending - Tabb

/Reporting/compliance

Regulatory changes to spur brokers' market surveillance spending - Tabb

With regulatory reform on the horizon on both sides of the Atlantic, brokers across the US and Europe are set to spend over $200 million on new market surveillance programs this year, according to research from Tabb Group.

Nasdaq OMX said to ponder Nyse Euronext bid as Rolet predicts more mergers

/Reporting/compliance

Nasdaq OMX said to ponder Nyse Euronext bid as Rolet predicts more mergers

Speculation is mounting that Nasdaq OMX could move to hijack Deutsche Bourse's bid for Nyse Euronext as exchange operators scramble for tie-ups in what LSE chief Xavier Rolet predicts is just the start of a round of consolidation that could leave as few as three super groups standing in five years.

Iosco supportive of switch from OTC to exchange-based trading

/Reporting/compliance

Iosco supportive of switch from OTC to exchange-based trading

Moves to force trading in derivatives away from over-the-counter markets to exchange and electronic platforms will be broadly beneficial in increasing competition, transparency and risk oversight, according to a report prepared by international regulatory overview body Iosco

SEC scrutinises social media; Finra to re-examine guidance

/Reporting/compliance

SEC scrutinises social media; Finra to re-examine guidance

The Securities and Exchange Commission (SEC) has begun scrutinising how investment advisers use Twitter, Facebook and other social media tools.

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