Reporting/compliance

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BFC Bank signs with iFinancial for AMLtrac

UK-based core banking and anti-money laundering software vendor International Financial Systems (iFinancial) has signed BFC Bank for its anti-money-laundering tool AMLtrac.

/Reporting/compliance

Ontario and Australian securities regulators strike fintech pact

Innovative fintech companies in Australia and Ontario will be able to draw on support from the combined resources of their financial regulators as they seek to operate in the others’ market, under a new agreement.

Abu Dhabi opens fintech RegLab

/Reporting/compliance

Abu Dhabi opens fintech RegLab

Abu Dhabi Global Market (ADGM) has opened the doors to applications from local and international fintech firms to test their services in a sandbox regime under the auspices of a newly-created 'RegLab'.

/Reporting/compliance

Pinsent Masons calls for clearer regulatory guidance on robo-advice

Financial regulation and technology experts at international law firm Pinsent Masons call for end to 'advice versus guidance' debate to avoid hindering innovation in robo advice.

/Reporting/compliance

RegTech company FundApps opens US Office

FundApps, a RegTech startup from London, has officially opened its first US office with a presence in Midtown Manhattan, New York - all without a penny in venture capital or equity funding.

/Reporting/compliance

Securities Commission Malaysia issues new cyber resilience guidelines

Securities Commission Malaysia (SC) today issued new guidelines to enhance cyber resilience of the capital market by requiring capital market entities to establish and implement effective governance measures to counter cyber risk and protect investors.

/Reporting/compliance

Latvia's ABLV Bank selects Wolters Kluwer for regulatory reporting

ABLV Bank, the Latvia-based private bank, has chosen Wolters Kluwer’s OneSumX to provide its regulatory reporting software for both its Latvian headquarters and its Luxembourg-based subsidiary, including European Banking Authority reporting obligations.

/Reporting/compliance

LGT signs with BearingPoint for regulatory reporting

LGT, one of the largest private banking groups in the world, has decided on BearingPoint’s proven RegTech software ABACUS/DaVinci as the group-wide solution for the reporting of financial information according to the ECB regulation on reporting of supervisory financial information (FinRep).

/Reporting/compliance

Modulr appoints Contego for KYC checks

Contego, the multi-source identity verification and risk-scoring platform, today announced that Modulr, an API platform that simplifies complex payment flows, has selected Contego to carry out checks on companies based in the UK and internationally to help ensure compliance with Know Your Customer (KYC) and Know Your Business (KYB) requirements.

/Reporting/compliance

Jumio brings facial recognition to KYC process

Jumio, the leading digital ID verification company, today announced the company has added the ability to conduct biometric facial recognition to Netverify.

/Reporting/compliance

Trulioo extends AML/KYC footprint to 60 countries

Trulioo, the leading global identity verification company, today announced that it now offers real-time identity verification coverage in 60 countries through its GlobalGateway platform.

/Reporting/compliance

Trade Informatics brings counterparty management and compliance suite to Europe

Trade Informatics, a global financial technology company headquartered in the US, today announced the European launch of PLIA, its pioneering cloud-based counterparty management and comPLIAnce solution.

/Reporting/compliance

Central counterparties call for proportionality in resolution rules

CCP12, a global association of 35 major central counterparty (“CCP”) organisations in Europe, Asia and the Americas, today announced that it has published its responses to the Financial Stability Board’s (FSB) discussion note on the Essential Aspects of CCP Resolution Planning, and the Committee on Payments and Market Infrastructures – Board of the International Organization of Securities Commissions’ (CPMI-IOSCO) consultative report on Resilience and Recovery of CCPs.

/Reporting/compliance

Neurensic releases AI-powered trading surveillance platform

Neurensic, a regtech artificial intelligence (AI) startup headquartered in Chicago, today announced the release of its new SCORE surveillance platform.

/Reporting/compliance

Nasdaq goes open source for investor relations Websites

Nasdaq Corporate Solutions, a business line of Nasdaq, Inc. (Nasdaq:NDAQ), today announced it will offer investor relations (IR) professionals an enhanced platform for their IR websites, powered by open source technology.

/Reporting/compliance

CCPs respond to consultation on resilience and recovery

The EACH response to the consultative report on Resilience and Recovery of CCP is published today. EACH welcomes that CPMI-IOSCO has undertaken to provide clarification in order to ensure a consistent application of the Principles for Financial Market Infrastructures (PFMIs) across jurisdictions.

/Reporting/compliance

Iosco opens consultation on derivatives data harmonisation

The Committee on Payments and Market Infrastructures (CPMI) and the International Organization of Securities Commissions (IOSCO) have today published for public comment a consultative report on Harmonisation of critical OTC derivatives data elements (other than UTI and UPI) – second batch.

/Reporting/compliance

Shanghai Futures Exchange gets surveillance Smarts with Nasdaq

Nasdaq (Nasdaq:NDAQ) have officially announced that Shanghai Futures Exchange (SHFE), one of the world's largest futures markets, has launched a new market surveillance platform powered by SMARTS, Nasdaq's flagship surveillance solution.

/Reporting/compliance

Systemic Risk Council weighs in on asset management vulnerabilities

On October 15, 2016, the Systemic Risk Council submitted a comment letter to the Financial Stability Board (FSB) on its recent Consultative Document, in which the FSB proposed policy recommendations intended to address structural vulnerabilities in the asset management industry.

/Reporting/compliance

Actiance adds oversight for Workplace by Facebook

Actiance, the leader in communications compliance, archiving, and analytics, today announced it has broadened its scope of supported communications channels to include Workplace by Facebook, which publicly launched earlier this month.

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