Reporting/compliance

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Dow Jones news added to LiquidMetrix surveillance suite

Strategic Insight (SI), the data and business intelligence company for the global asset management community, today announced a new partnership with Dow Jones.

/Reporting/compliance

BGFI Bank chooses Wolters Kluwer for regulatory reporting

BGFI Bank, the Gabon-based financial services conglomerate, has chosen Wolters Kluwer’s OneSumX to provide its regulatory reporting software for its French and European Banking Authority reporting obligations.

/Reporting/compliance

Esma consults on consolidated tape for non-equity products

The European Securities and Markets Authority (ESMA) has issued today a consultation paper on its draft regulatory technical standards (RTS) regarding the creation of a consolidated tape for non-equity instruments which is required under the Markets in Financial Instruments Directive (MiFID II).

Samsung moves into Big Brother territory

/Reporting/compliance

Samsung moves into Big Brother territory

Traders beware: Samsung has unveiled a new mobile voice recording system (MVRS) for Galaxy phones that can not only listen in on every conversation but also track your movements and monitor you data usage.

IBM to acquire Promontory; create AI-driven compliance subsidiary

/Reporting/compliance

IBM to acquire Promontory; create AI-driven compliance subsidiary

IBM is to acquire risk management and regulatory compliance consulting firm Promontory Capital and create a new subsidiary, Watson Financial Services, in which it will use artificial intelligence technology to keep pace with the rapidly changing financial reporting landscape.

/Reporting/compliance

MiFID II to cost financial industry $2bn

IHS Markit (Nasdaq: INFO), a world leader in critical information, analytics and solutions, today announced that it has partnered with Expand, a Boston Consulting Group company, to release a new report revealing the forecast MiFID II-related IT costs to the financial services industry in 2017.

/Reporting/compliance

Accuity and Bellin to provide compliance screening for corporate treasurers

Accuity, the leading provider of financial crime compliance, payments and know-your-customer (KYC) solutions, and BELLIN, a global leader in providing web-based treasury software and services, announced today a new strategic technology partnership to provide integrated sanction screening and compliance for corporate treasurers.

France rewrites rule books in anticipation of mass UK exodus

/Reporting/compliance

France rewrites rule books in anticipation of mass UK exodus

French regulator are speeding up licensing procedures and providing an English-speaking contact for British financial institutions and fintech firms looking to relocate their business in the event of a hard exit from the European Union.

/Reporting/compliance

FCA publishes third MiFID II consultation paper

The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

/Reporting/compliance

Esma consults on future rules for financial benchmarks

The European Securities and Markets Authority (ESMA) has today published a consultation paper regarding its draft regulatory and implementing technical standards (RTS/ITS) which will implement the Benchmarks Regulation (BR).

/Reporting/compliance

Dash adds full support for AML/KYC compliance with Coinfirm

For the first time, a major digital currency, Dash, has announced the direct cooperation with a blockchain compliance platform provider, Coinfirm.

/Reporting/compliance

Fico puts financial crime and compliance in the cloud

Leading analytics software firm FICO today announced that its FICO® TONBELLER Compliance Solutions are now available in the FICO® Analytic Cloud.

/Reporting/compliance

Banks willing to collaborate on shared KYC utility

Financial institutions around the world not only prioritize financial inclusion and financial transparency, but also share the desire to increase data sharing and collaboration with their peers to achieve it, according to a new study by LexisNexis Risk Solutions, a global big data, technology and analytic linking company.

/Reporting/compliance

ThinkMarkets deploys GBG for automatic client on-boarding

Leading multi-asset trading platform, ThinkMarkets, has implemented GBG’s online verification solution to enhance its account opening and anti-money laundering screening capabilities.

/Reporting/compliance

Accuity simplifies KYC with new Ultimate Beneficial Ownership Data

Understanding the risk that a financial counterparty represents to a financial institution is critical in deciding whether to continue to do business with an existing counterparty or to form a relationship with a new one.

/Reporting/compliance

Asset managers prioritise back office automation and regulatory reporting

Asset management professionals continue to prioritize back-office automation and managing increased regulatory reporting, according to the 2016 Asset Management Industry Trends Survey released today by Confluence, a global leader in investment data management automation for regulatory, financial and investor reporting.

/Reporting/compliance

Swift to launch new hosted Name Screening service

SWIFT announces today that it will launch a new hosted cloud service, Name Screening, designed to allow online search engine-style lookup of individual names. Developed to address the needs of small to midsized banks, investment managers and corporates, the service will complement Sanctions Screening, SWIFT’s hosted transaction screening tool.

/Reporting/compliance

Accuity launches dual-use goods screening engine

Accuity, the leading global provider of compliance solutions, has today launched its enhanced dual-use goods screening capability. This sophisticated screening engine intelligently differentiates between goods that could have civil and military purposes.

/Reporting/compliance

CFTC fines Barclays over trade confirmation fails

The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously settling charges against Barclays Bank PLC (Barclays) for failing to create, maintain, and promptly produce required confirmations for a significant number of Exchange for Related Position (EFRP) trades in violation of CFTC Regulations.

/Reporting/compliance

KY3P private cloud adds due dilligence questionnaire on vendor cyber security

IHS Markit (Nasdaq: INFO), a world leader in critical information, analytics and solutions, today announced an agreement with AITEC and the Alternative Investment Management Association (AIMA) to strategically strengthen its Know Your Third Party (KY3P) platform.

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