119 results about this entity
Period: 22 Jan 2007 - 18 Sep 2025
Company announcement
OTCX, the leading provider of electronic derivatives trading capabilities, today announces the development of additional trading capabilities to include OTC Equity Derivative and Interest Rate Derivative trading for the Australian market.
21 December 2016
News
Australia's securities watchdog has released a number of waivers that will enable eligible fintechs to test services without the need to hold an Australian Financial Service licence or to make individual applications to the regulator.
15 December 2016
Innovative fintech companies in Australia and Ontario will be able to draw on support from the combined resources of their financial regulators as they seek to operate in the others’ market, under a new agreement.
02 November 2016
The Capital Markets Authority of Kenya (CMA) and the Australian Securities and Investments Commission (ASIC) today signed a Co-operation Agreement which aims to promote innovation in financial services in their respective markets.
21 October 2016
On 19 September, the ASX equity market experienced a technical failure that impacted the proper operation of the market.
14 October 2016
An ASIC review of risks related to the handling of confidential information and conflicts of interests, particularly in the provision of sell-side research and corporate advisory services, has found that most firms have policies and procedures in place to deal with these risks.
09 August 2016
The Monetary Authority of Singapore and Australia's Securities and Investment Commission have signed a reciprocal agreement to help speed the licensing process for fintech startups looking to enter each territory.
17 June 2016
Asic today released a consultation paper on proposed further measures to facilitate innovation in financial services, including a regulatory sandbox licensing exemption.
08 June 2016
The Australian Securities and Investment Commission is to take a page out of the FCA's fintech playbook with the creation of a regulatory sandbox for unlicensed firms to run early stage tests and trials of their services.
04 May 2016
The UK's Financial Conduct Authority has signed a reciprocal agreement with Australian counterpart Asic to offer support for fintech startups seeking to enter each territory.
23 March 2016
ASIC has commenced proceedings in the Federal Court of Australia in Sydney against Whitebox Trading Pty Limited and its sole director and principal, Johannes Boshoff, following an investigation into the spike on 18 October 2012 in the prices of securities comprised in the S&P/ASX 200 Index (Index Securities).
18 March 2016
ANZ today rejected allegations regarding bank trading and the bank bill swap rate (BBSW) made in this afternoon’s statement of claim by the Australian Securities and Investments Commission (ASIC).
04 March 2016
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