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Anjani Kumar

Principal Consultant - FS Risk & Compliance
Infosys Limited
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Anjani Kumar

Key Ingredients for Implementing Successful Holistic Trade Surveillance

In an earlier article, I had explained why there is a need for financial institutions (FIs) to implement holistic trade surveillance. However, implementing it is easier said than done. FIs need to think strategically and take note of certain key ingredients in order to make their holistic trade surveillance implementation a success. What is holi...

19 June 2019 /regulation Trends in Financial Services

Anjani Kumar

Why there is need for Holistic Trade Surveillance?

If we think trade abuse and market manipulation is generally passé and that financial institutions (FIs) should no longer worry about rogue trading activities such as those perpetrated in the past by the likes of Nick Leeson, Jérôme Kerviel, Toshihide Iguchi, John Rusnak and Yasuo Hamanaka, we need to think again! The reality is that still today r...

27 May 2019 /regulation

Anjani writes about

  • artificial intelligence
  • regulation & compliance
  • sustainable

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