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Andrew Waters

Global Head of Regulatory Affairs
TradingHub
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Followed by John Sims, Martha Boyle and 5 others you follow
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clear
Andrew Waters

Regulators’ Focus on Primary Market Abuse Calls for Investment Banks to Fortify Trade Surveillance

Regulatory actions are pointing towards a high stakes form of capital market manipulation, primary market abuse. Regulators are keen to curb traders’ practice of manipulating prices to create additional profits around corporate new issues. The CFTC recently penalized HSBC $45M for just this thing – citing the manipulation of bond issuer swaps. Bas...

01 April 2024 /crime

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  • financial crime

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  • 2024 (1)

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