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576 Results from /regulation, 2011

/regulation

LCH.Clearnet upgrades SwapClear

LCH.Clearnet Limited (LCH.Clearnet), the world's leading independent clearinghouse and a CFTC-regulated DCO, today announced that it has gone live with significant enhancements to its SwapClear service.

/regulation

Market participants unconvinced by OTC reform

OTC clearing reform will not reduce systemic risk, according to 50% of market participants surveyed at a recent industry debate. Nevertheless, 79% have identified the need for collateral optimisation within their organisations, driven by regulatory changes on the horizon.

/regulation

Moody's Analytics releases Basel III compliance tool

Moody's Analytics, a leader in risk measurement and management, today announced the launch of RiskAuthorityTM, its next generation regulatory capital management solution.

/regulation

Isda and Sifma file suit against CFTC over position limits rule

The International Swaps and Derivatives Association, Inc. (ISDA) and the Securities Industry and Financial Markets Association (SIFMA) today filed a legal challenge to the Commodity Futures Trading Commission's (CFTC) final rules that limit the positions that investors may own in certain commodities.

/regulation

FXall signs swaps services deal with National Futures Association

National Futures Association (NFA) and FX Alliance Inc. (FXall) today announced that they have entered into an agreement that paves the way for NFA to perform regulatory services for FXall's swap execution facility (SEF).

/regulation

Roa Nordic implements Brady risk package

Brady plc (BRY.L), the leading global provider of trading, risk management and settlement solutions to the energy, metals and commodities sectors, announced today that RAO Nordic Oy, a major multi-commodity European trading house with a wide range of trading operations and diversified trading portfolio, has selected Brady Energy's trading and risk management solution to support its risk management requirements.

/regulation

EMCF live with CCP services for OTC transactions

EMCF, Europe's largest cash equity CCP, has extended its service offering to a wider group of products, clients and trading venues.

/regulation

EFront appoints Jeff Boyce chief services officer

EFront, a leading software provider of financial solutions, is pleased to announce the appointment of Jeff Boyce as Chief Services Officer.

/regulation

Thomson Reuters signs Tawuniya to Portia

Thomson Reuters today announced an agreement with The Company for Cooperative Insurance (Tawuniya), the largest Islamic insurance operator in Saudi Arabia, to use Thomson Reuters Portia, the industry's premier middle-to-back office investment operations platform.

/regulation

Abry Partners chooses SunGard Investran

Abry Partners (Abry), a Boston-based private equity investment firm, has selected SunGard's Investran to help it address its accounting needs for private equity administration.

/regulation

SEC and Finra warn broker-dealers over branch inspections

The Securities and Exchange Commission's Office of Compliance Inspections and Examinations (OCIE) and the Financial Industry Regulatory Authority (FINRA) today issued a Risk Alert and a Regulatory Notice on broker-dealer branch inspections, and offered suggestions to help securities industry firms better perform this key supervisory function.

/regulation

BNY Mellon launches MarginEdge for collateral management

BNY Mellon, the global leader in investment management and investment services, has launched MarginEdge(SM), an innovative global derivatives margin management service that allows financial institutions, clearing members and central counterparties (CCPs) to manage margin collateral efficiently while balancing trading costs and capital requirements associated with listed, cleared over-the-counter (OTC) and bilateral OTC derivatives.