Tokyo Stock Exchange - Announcements, Interviews & News Stories

Tokyo Stock Exchange applies for LEI status

In response to the offer made by the FSA (2014.2.18 - 2014.2.27) with regard to LEI (Legal Entity Identifier) code allocation entity, Tokyo Stock Exchange (Japan Exchange Group) has applied to the FSA to be registered as LOU (Local Operating Unit) of the global LEI system.

15 April 2014

/regulation

OSE cracks down on BarCap for control tech failures

Today, Osaka Securities Exchange (hereinafter "OSE") imposed the disciplinary action on Barclays Capital Japan Limited (hereinafter the "Firm") pursuant to Rule 42(1)(ix) of the Regulations for Transaction Participants as follows.

18 October 2011

/regulation

Tocom backs up at Osaka Securities Exchange

Since the signing of the Memorandum of Understanding (MOU) on comprehensive mutual cooperation in February, 2008, TOCOM and OSE have discussed extensively on possible various areas of collaboration, such as on trading systems and joint product development. The listing of two ETFs linked to TOCOM prices on OSE is one of the results of such efforts and this agreement, as part of the collaborative alliance, is another.

22 December 2010

/regulation

Tokyo Stock Exchange censures SBI Securities

The Tokyo Stock Exchange (hereinafter, the "TSE") has imposed disciplinary action (censure) against SBI Securities Co., Ltd. (hereinafter, the "Company") pursuant to Rule 34, Paragraph 1, Item 8 of the Trading Participant Regulations.

14 May 2010

/regulation

Osaka Securities Exchange and Jasdaq launch trading continuity system

Osaka Securities Exchange (OSE) and Jasdaq Securities Exchange(JASDAQ) on October 9 put the related rules into effect, and commenced operations of Emergency Trading System.

11 October 2007

/regulation

Osaka Securities Exchange to establish backup site

Osaka Securities Exchange Co., Ltd. (OSE) announced that it plans to establish a backup site as the first exchanges in Japan, in order to fulfill its responsibilities as a market provider even in case of emergencies.

18 May 2007

/regulation

TSE to introduce off-auction block trading; review ToSTNeT trading

TSE will introduce off-auction block trading in options on March 12, 2007. By utilizing off-auction block trading, investors can avoid the risk of partial implementation during strategic trading, making more efficient transactions possible and minimizing market impact.

23 January 2007

/regulation

OSE and Jasdaq agree business continuity deal

Osaka Securities Exchange (OSE) and Jasdaq Securities Exchange, (JASDAQ) agreed on a plan to establish a scheme to continue trading on the other exchange in case one exchange faces a difficult situation to continue trading due to an emergency situation, such as natural disaster or system failure (hereinafter referred to as "Emergency Trading System" (ETS)), in order to ensure opportunities for investors to trade to the utmost extent.

02 January 2007

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