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356 Results from /regulation, "Financial Conduct Authority (FCA)"

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FCA sets out plan to strengthen UK capital markets

The FCA has set out a package of measures designed to help strengthen the UK’s capital markets and position as a global and vibrant financial centre.

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FCA overhauls listing rules

The new rules are the biggest changes to the listing regime in over 3 decades.

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FCA fines HSBC £6.2 million over treatment of customers in financial difficulty

The FCA has fined HSBC UK Bank plc, HSBC Bank plc and Marks and Spencer Financial Services plc (HSBC) £6,280,100 for failures in its treatment of customers who were in arrears or experiencing financial difficulty.

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FCA confirms anti-greenwashing guidance

Ahead of the anti-greenwashing rule coming into force on 31 May, the Financial Conduct Authority (FCA) is supporting industry with guidance to help them meet the standard.

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FCA sets out plan for the year ahead

In its Business Plan for 2024-25, the FCA has set out an ambitious programme of work for the final year of its 3-year strategy to achieve better outcomes for consumers and markets.

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FCA lifts restrictions on cryptoasset Exchange Traded Notes for professional investors

The Financial Conduct Authority (FCA) will not object to requests from Recognised Investment Exchanges (RIEs) to create a UK listed market segment for cryptoasset-backed Exchange Traded Notes (cETNs).

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FCA firms about common failings we have found in firms’ financial crime controls

We have today warned firms about common failings we have found in firms’ financial crime controls.

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FCA to speed up enforcement action

The Financial Conduct Authority (FCA) has today committed to carrying out enforcement cases more quickly as the organisation seeks to increase the deterrent impact of its enforcement actions.

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FCA kicks off campaign to highlight the benefits of switching to savers

Consumers will be encouraged to shop around for a better savings rate in a new campaign launched today by the City regulator, the Financial Conduct Authority (FCA).

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FCA requests data from financial advisors over ongoing services and consumer duty obligations

The FCA is today writing to a number of financial adviser firms requesting information about their delivery of ongoing services, for which their clients continue to be charged after advice has been given.

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FCA stops thousands of misleading ads and promotions

Over 10,000 financial adverts and other promotions were withdrawn or changed in 2023 following intervention from the Financial Conduct Authority (FCA), an increase of 17%, year-on-year.

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FCA establishes industry-led working group for sustainable finance

The FCA has appointed Daniel Godfrey as chair and Julia Dreblow as vice-chair of a new working group focused on building capability in sustainable finance across the financial advice sector.