26 June 2019

Latest articles for Lehman Brothers

 

SEC fines BarCap $15 million for systemic compliance failures after Lehman acquisition

24 September 2014  |  1487 views  |  0 Company announcement

The Securities and Exchange Commission today charged Barclays Capital Inc. with failing to maintain an adequate internal compliance system to ensure the firm did not run afoul of any federal securities laws after its wealth management business in the U.S. acquired the advisory business of Lehman Brothers in September 2008.

 

PE firms buy stakes in Bats

14 August 2013  |  4656 views  |  0 News

Private equity firms Spectrum Equity and TA Associates have both bought minority stakes in Bats Global Markets from Lehman Brothers Holdings. Financial terms have not been disclosed.

 

Cuomo files suit against Ernst & Young over Lehman accounting

22 December 2010  |  4529 views  |  0 Company announcement

Attorney General Andrew M. Cuomo today filed a Martin Act lawsuit against Ernst & Young LLP ("E&Y"), charging the accounting firm with helping Lehman Brothers Holding, Inc. ("Lehman") engage in an accounting fraud involving the surreptitious removal of tens of billions of dollars of fixed income securities from Lehman's balance sheet in order to deceive the public about Lehman's true liquidity condition.

 

Trading technology firm UNX names ex-Lehman MD Thomas Kim CEO; gets funding

18 November 2009  |  1990 views  |  0 Company announcement

UNX, a leading provider of innovative trading technology solutions, has appointed Thomas Kim as Chief Executive Officer.

 

Lehman Brother's IT administration offers up lessons for the broader financial services industry

05 November 2009  |  6249 views  |  0 Market commentary

Isabelle Jenkins, Financial Services Technology partner at PwC, talks with Finextra about the 'massively complex' IT administration project going on at the former Lehman Brothers and how that project has broader implications for the financial industry at large.

 

Lehman chooses Numerix to provide valuations for outstanding derivatives contracts

14 September 2009  |  1743 views  |  0 Company announcement

Numerix announced today that it was selected by Lehman Brothers Holdings Inc. (LBHI) to provide independent real time valuations in the largest, most comprehensive derivatives valuation project of its kind, to date.

 

DTCC names Lehman veteran Bridget O'Connor CTO

01 September 2009  |  8070 views  |  0 News

The Depository Trust & Clearing Corporation (DTCC) has appointed former Lehman Brothers CIO Bridget O'Connor as managing director and chief technology officer.

 

Lehman Brothers Holdings chooses Citadel asset servicing platform

26 August 2009  |  2823 views  |  0 Company announcement

Citadel Solutions announced today that it has been selected by Lehman Brothers Holdings Inc. (LBHI) to provide administration services, including the creation of an asset servicing platform.

 

Nomura positions Lowrey as Chi-X Global chief; Mackay takes over chairmanship

12 March 2009  |  10620 views  |  0 News

Nomura has strengthened its grip on the Chi-X Global business with a top tier reshuffle that sees Tony Mackay moved upstairs to the chairmanship and former Lehman exec John Lowrey appointed as chief executive.

 

Former Lehman man Rolet to take LSE helm; Chi-x makes new hires

13 February 2009  |  7774 views  |  0 News

The London Stock Exchange has confirmed the appointment of Xavier Rolet as its next chief executive. The former Lehman Brothers man will take over from Clara Furse in mid-May.

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