811 results about this entity
Period: 02 Sep 2004 - 13 Oct 2025
News
UK financial institutions will soon have to record and store telephone conversations and electronic communications relating to client orders under new regulations to be introduced by the Financial Services Authority (FSA).
04 March 2008
Bank-backed equities trading venue Turquoise has added Ian Werner - a former compliance and investigations manager at the London Stock Exchange (LSE) - to its senior management team.
19 February 2008
The UK's Financial Services Authority (FSA) is set to review the regulation of insurance comparison sites amid concerns that current rules do not adequately protect customers.
22 January 2008
The UK's Financial Services Authority has fined insurer Norwich Union £1.26 million for failing to protect confidential customer data - including bank account information - from fraudsters.
17 December 2007
One in four promotional Web sites operated by financial services firms fail to present information in a "fair, clear and not misleading way", says the UK's Financial Services Authority (FSA) following a review of advertising on investment sites.
29 November 2007
Interdealer broker Icap has disclosed plans to establish an exchange-based business in Europe and says it has applied to the UK's Financial Services Authority (FSA) for the status of a regulated market under the EU's new Markets in Financial Instruments Directive (MiFID).
20 November 2007
Deutsche Börse has been granted "Trade Data Monitor" (TDM) status by the UK's Financial Services Authority (FSA) for its MiFID OTC post-trade transparency service.
17 October 2007
UK news and information group Reuters is outsourcing its internal IT infrastructure to Fujitsu Services under a ten year deal worth around £500 million.
16 August 2007
US market operator IntercontinentalExchange (ICE) has disclosed plans to terminate its existing clearing agreements with LCH.Clearnet and establish its own clearing operation in London.
25 July 2007
The UK's Financial Services Authority (FSA) has appointed Hector Sants as its new chief executive, replacing John Tiner who steps down this month.
13 July 2007
The Financial Services Authority has identified sloppy IT controls as a key contributor to insider trading leaks in the M&A industry.
04 July 2007
French investment bank BNP Paribas has been fined £350,000 by the UK's Financial Services Authority for systems and control failures at its London-based private banking unit that allowed a senior manager to steal £1.4 million from client accounts.
11 May 2007
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