818 results about this entity
Period: 02 Sep 2004 - 17 Nov 2025
News
The FSA says financial firms must ensure they provide appropriate risk warnings when using new media such as social networking sites, blogs and forums to promote products and services.
15 June 2010
FaceTime Communications has upgraded its Web gateway for firms looking to monitor and control employee content posted to blogs, wikis and social networking sites such as Twitter, Facebook and LinkedIn.
19 May 2010
Insider trading is a systemic risk that is largely immune to regulation and instead needs to be tackled culturally and technologically, according to a survey of UK market players by MPI Europe.
28 April 2010
Germany's Commerzbank has been fined £595,000 by the UK's Financial Services Authority (FSA) for failing to provide accurate transaction reports used to fight insider trading.
The Financial Services Authority (FSA) has fined Credit Suisse, Getco and Instinet a total of £4.2 million for transaction reporting failures.
08 April 2010
The Financial Services Authority is proposing new rules that would require banks and securities firms to tape and record staff mobile phone calls as part of a concerted crackdown on insider dealing.
19 March 2010
The US Securities and Exchange Commission is to build a new 'state-of-the-art IT Forensics Lab' after admitting that successive technology budget cuts between 2005 and 2007 severely constrained its ability to effectively police the markets.
18 March 2010
Swiss bank UBS is planning to launch a dark pool multilateral trading facility (MTF) for crossing orders in European stocks.
09 March 2010
The Financial Services Authority (FSA) and City of London Police have uncovered a 'master list' of 10,000 UK names circulating among boiler room share fraudsters.
01 February 2010
A new bank, called Walton & Co, could enter the UK market by the end of the year, with fundraising efforts underway to secure £200 million to kickstart the project, according to press reports.
11 January 2010
UK financial regulators are set to approve the opening of the country's first new start-up bank in a century according to the Financial Times.
14 December 2009
The Financial Services Authority (FSA) has fined Nomura International £1.75 million for "widespread systems and controls failings" around book marking within its International Equity Derivatives (IED) business.
24 November 2009
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