Financial Conduct Authority (FCA)

815 results about this entity

Period: 02 Sep 2004 - 22 Oct 2025

/regulation

MiFID II reporting errors soar while FCA stands on the sidelines

A total of 546 firms have admitted to errors in their transaction reporting since January 2018, according to data released under a Freedom of Information (FOI) request made by Duff & Phelps, the global advisor that protects, restores and maximises value for clients.

/regulation

Snoop wins regulatory approval from FCA

Fintech start-up, Snoop has taken a giant leap forward in its ambition to help make everyone better off by being approved by the Financial Conduct Authority (FCA) as a Registered Account Information Service Provider (RAISP).

FCA's new rules on Buy Now Pay Later come into force

The UK Financial Conduct Authority's new rules in the Buy Now Pay Later (BNPL) market come into force today, a move which the regulator believes will save consumers around £40-60 million a year in interest payments.

/regulation

FCA warns cryptoasset firms of impending AML deadline

The FCA has published a new webpage setting out key information and instruction for cryptoassets businesses ahead of implementation of the European Union’s Fifth Money Laundering Directive (5AMLD) early next year.

/regulation

Industry heavyweights establish Alliance to modernise financial regulation

Co-founded by Jo Ann Barefoot, former deputy comptroller of the currency and David Ehrich of fintech credit card startup, Petal, The Alliance for Innovative Regulation (AIR) has been launched to help regulatory agencies deal with the technological challenges posed by fintech innovation.

/sustainable

FCA sets out plans to improve climate change disclosures

The FCA has today published a feedback statement setting out its proposals to improve climate change disclosures by issuers and information to consumers on green financial products and services.

The FCA hits Tullett Prebon with a £15.4 million fine

The Financial Conduct Authority (FCA) has fined Tullett Prebon (Europe) Limited (Tullett Prebon) £15.4 million for failing to conduct its business with due skill, care and diligence, failing to have adequate risk management systems and for failing to be open and cooperative with the FCA.

/regulation

World Federation of Exchanges asks FCA not to ban sale of crypto derivatives to retail investors

The World Federation of Exchanges ("WFE"), the global industry group for exchanges and CCPs, has asked the Financial Conduct Authority (“FCA”) not to ban the sale of crypto derivatives to retail consumers while supporting the regulator’s desire to better protect vulnerable consumers.

/regulation

FCA names Sheree Howard as executive director of risk and compliance oversight

The Financial Conduct Authority (FCA) has today announced that Sheree Howard has been appointed as Executive Director of Risk and Compliance Oversight (R&CO).

FCA sets up Brexit helpline

The Financial Conduct Authority (FCA) is stepping up its efforts to ensure firms are aware of what they need to do prepare for the potential of a no-deal Brexit.

Brexit disrupts FCA fact finding mission

The UK's Financial Conduct Authority (FCA) has suspended a consultation on accessing and using data in wholesale markets in order to let firms concentrate on preparing for Brexit.

/regulation

Ipagoo to be bought out of administration

Ipagoo, the UK fintech startup that entered administration earlier this month after regulators told it to freeze customer accounts, has found a buyer.