129 results about this entity
Period: 02 Oct 2008 - 31 Mar 2025
News
Bloomberg has filed a lawsuit against a US derivatives regulator over new margin rules that differentiate between swaps and futures.
17 April 2013
A former Goldman Sachs trader has pleaded guilty to fabricating trades on a manual system to hide an unauthorised $8.3 billion futures bet.
05 April 2013
New swaps data reporting rules have left the Commodity Futures Trading Commission (CFTC) floundering in a sea of data, its computers crashing under the strain, claims one of the watchdog's own commissioners.
20 March 2013
The Commodity Futures Trading Commission is suing CME-owned trading venue the New York Mercantile Exchange and two former employees for passing on confidential customer trading data to an outside broker.
22 February 2013
The Depository Trust & Clearing Corporation (DTCC) is threatening to sue a US regulator over how rival CME Group is being allowed to handle derivatives trading data.
18 January 2013
Goldman Sachs has been fined $1.5 million by US regulators for failing to supervise a trader who bypassed internal systems to conceal an $8.3 billion position from the bank and defraud it of $118 million.
10 December 2012
A former Goldman Sachs trader has been charged by US regulators with bypassing internal systems to conceal an $8.3 billion position from the bank and defraud it of $118 million.
09 November 2012
A Web portal for assigning Commodity Futures Trading Commission (CFTC) identifiers to firms involved in OTC derivatives trading has gone live.
21 August 2012
A Commodity Futures Trading Commission (CFTC) staffer fell for a phishing scam last month, putting the regulator's employees' personal information at risk.
25 June 2012
Dutch high-frequency trading firm Optiver will pay $14 million to settle US regulatory charges accusing it of manipulating crude oil prices.
20 April 2012
The Commodity Futures Trading Commission (CFTC) has voted to set up a subcommittee on high frequency trading in a bid to better understand its effects on the market.
10 February 2012
The Futures Industry Association (FIA) says its members have been "shocked and outraged" by the leaking of confidential oil trading data by a US senator.
31 August 2011
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