Australian Securities and Investments Commission

119 results about this entity

Period: 22 Jan 2007 - 18 Sep 2025

Citigroup fined for fat-finger trade that floored stock price

Citigroup has been fined $30,000 by Australian securities regulators for a fat-finger trading error which caused the share price of a stock to plunge by 99%.

Australian and UK regulators warn on crowdfunding risks

Australian and UK watchdogs have both warned of the potential financial and regulatory risks for participants involved in the fast-growing crowdfunding sector.

Australia bids to curb rogue algos

Australian securities regulators have unveiled tough new controls on automated trading systems in a bid avoid the aberrent market behaviours witnessed in European and US marketplacse.

Aussie regulator warns online traders after account breaches

The Australian Securities and Investments Commission (Asic) is urging the country's online traders to "urgently review" their account security after a wave of hacks.

LCH.Clearnet poised to make Australia move

London-based clearinghouse LCH.Clearnet looks set to take advantage of recent regulatory changes and move into the Australian market, taking on ASX Clear.

Chi-X Australia gets government green light

Australia's government has officially granted a license to Chi-X for the launch of a trading platform in the country, finally busting the monopoly long enjoyed by the ASX.

Australia confirms ASX-SGX deal rejection

Australian Treasurer Wayne Swan has formally rejected the Singapore Exchange's A$8.4 billion takeover of ASX, calling his decision a "no brainer".

Australia prepares for Chi-X launch

Chi-X Global could launch its Australian platform as early as October under a timetable set out by the country's securities regulator, ending the ASX's long-held monopoly.

Chi-X gets green light for Australian platform; LSE bemoans MTF's regulatory advantage

Australia's government has given in-principle approval for Chi-X to launch a trading platform in the country, finally busting the monopoly long enjoyed by the ASX.

Instinet to launch Chi-X ATS in Australia

Interagency broker Instinet is gearing up to launch its Chi-X alternative trading system in Australia which will compete with services provided by the Australian Stock Exchange (ASX).

Australian banks to examine liability for online scams

The Australian Securities and Investment Commission (ASIC) is to review liability issues in online crime and phishing in a move that will be closely watched by banks worldwide.