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This network is for financial professionals interested in staying up to date on financial services regulation happening anywhere in the world. CFOs, bankers, fund managers, treasurers welcome.
The FSA has published this consultation which will allow it to publish information about the subject matter of a warning notice if it considers appropriate. This is considered “a real departure from ...
The Australian regulator, the Australian Securities and Investments Commission (ASIC), has publishedconsultation on draft rules and regulatory guidance to establish a trade repository regime implement...
The International Organisation of Securities Commissions (IOSCO) published a consultation paper on the regulatory issues raised by changes in market structures. The 46 page paper seeks to gather evid...
The Financial Conduct Authority (FCA) business plan sets out how these risks will be managed in its first year of operation and how it will use its resources effectively to meet its objectives, which ...
The European Securities and Markets Authority (ESMA) has published a new Q&A on the European Markets Infrastructure Regulation (EMIR) to promote common supervisory approaches on the application of...
P Chidambaram’s budget (Indian Finance Minister) gave the biggest surprise in his Budget speech by announcing a public sector bank exclusive for women. Currently in India as per 2012 World Bank Study,...
When the European Markets Infrastructure Regulation (EMIR) was adopted there were uncertainties on the treatment of foreign central banks in respect of the application of the OTC derivatives reforms. ...
The European Securities and Markets Authority (ESMA) has published its opinion on the Regulatory Technical Standards (RTS) for colleges for central counterparties (CCPs). This RTS sets out the framew...
The European Securities and Markets Authority (ESMA) has published the responses received to its consultation paper. There were six published form Krajowy Depozyt Papierow Wartosciowch SA (KDPW) Pola...
In the current scenario banks need to compliance with FATCA, Dodd-Frank, EMIR and MiFID II. And we will not be surprised if we have few more regulations added up sooner or later. Also, they have limit...
The European Securities and Markets Authority (ESMA) has published guidance on how it will recognise third country central counterparties (CCPs). This covers communication with ESMA to apply for reco...
The EU Presidency has published track changes notes to the latest MiFID II / MiFIR compromise texts. The latest changes which mainly relate to MiFIR reflect implementing the EU’s G20 commitments and ...